Mark P. Whiskeyman
Professional summary
Mark Philip Whiskeyman is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Bel Air, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Philip Whiskeyman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2017 - Present
T. ROWE PRICE ASSOCIATES, INC.
March 8, 2011 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231March 2, 2009 - March 9, 2011
OSAIC FA, INC.
March 2, 2009 - March 9, 2011
OSAIC FA, INC.
December 18, 2007 - November 4, 2008
CLEARBRIDGE INVESTMENTS
March 15, 2006 - December 18, 2007
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - November 4, 2008
FRANKLIN DISTRIBUTORS, LLC
August 1, 2002 - December 2, 2005
LEGG MASON WOOD WALKER, INCORPORATED
August 1, 2002 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
July 14, 1999 - March 8, 2002
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
