Michael F. Sullivan
Professional summary
Michael Francis Sullivan is a registered financial professional currently at DEALERWEB LLC located in Jersey City, New Jersey and TRADEWEB DIRECT LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 7 firms and has passed the Series 99TO, Series 52TO, SIE, Series 87, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Francis Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2018 - Present
DEALERWEB LLC
Office #1: 185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311July 12, 2019 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue, New York, NY 10167July 12, 2019 - Present
TRADEWEB LLC
Office #1: Harborside Financial Center 2200 Plaza Five, Jersey City, NJ 07311-4993November 26, 2024 - Present
INSTITUTIONAL CASH DISTRIBUTORS, LLC
Office #1: 245 Park Avenue, New York, NY 10167July 15, 2021 - February 3, 2023
EXECUTION ACCESS, LLC
February 22, 2017 - October 12, 2018
INTL FCSTONE CREDIT TRADING LLC
February 9, 2015 - February 6, 2017
GRIFFITHS MCBURNEY CORP.
May 23, 2005 - February 6, 2017
INTL FCSTONE CREDIT TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
INSTITUTIONAL CASH DISTRIBUTORS, LLC
CRD#: 149635 / SEC#: , 8-68161
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ICD INTERMEDIATE HOLDCO 2 LLC | HOLDING COMPANY | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| HAZARD, VICTOR JAMES IV | CEO / COO | 1871503 |
| KAHNEY, DOUGLAS RYAN | CHIEF COMPLIANCE OFFICER | 4903813 |
| NEWTON, THOMAS PHILLIP | MANAGING DIRECTOR | 2114728 |
| PITTINSKY, JONATHAN DAVID | CFO/FINOP | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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