John M. Hampton
Professional summary
John Michael Hampton, who also goes by John Michael Hampton, is a registered financial advisor currently at &PARTNERS located in Olympia, Washington.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Hampton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Michael Hampton's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2024 - Present
&PARTNERS
Office #1: 606 Columbia Street, Nw Ste 104, Olympia, WA 98501June 28, 2024 - Present
&PARTNERS
Office #1: 606 Columbia Street, Nw Ste 104, Olympia, WA 98501May 19, 2023 - July 5, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 19, 2023 - July 5, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 3, 2011 - May 19, 2023
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - May 19, 2023
WELLS FARGO CLEARING SERVICES, LLC
June 4, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
June 4, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
January 23, 2001 - June 19, 2003
A. G. EDWARDS & SONS, INC.
August 14, 1999 - June 19, 2003
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
&PARTNERS
CRD#: 3767 / SEC#: 801-37145, 8-3774
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2025)
(6/28/2024)
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(6/28/2024)
(6/28/2024)
(5/12/2025)
(4/7/2025)
(6/9/2025)
(7/10/2024)
(6/28/2024)
(6/28/2024)
(9/6/2024)
(6/28/2024)
(6/28/2024)
(6/28/2024)
(6/28/2024)
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(6/28/2024)
(6/28/2024)
Exams
FINRA
Current Firm
&PARTNERS
CRD#: 3767 / SEC#: 801-37145, 8-3774
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPERSAND PARTNERS, LLC | OWNER | |
| ALEXANDER, JOHN W | CO-PRESIDENT | 2327561 |
| COOPER, CHYRLAN ELIZABETH | COO | 4160240 |
| IDOL, KALEY PORTER | CHIEF COMPLIANCE OFFICER | 6950052 |
| KOWACH, DAVID JOHN | CEO | 2154665 |
| NELSON, RICHARD SCOTT | CFO | 5014790 |
| SCHALLER, MICHAEL CHRISTOPHER | CONTROLLER/FINOP | 5899085 |
| STEVENS, ALYSON MENCIO | CHIEF COMPLIANCE OFFICER - ADVISORY BUSINESS | 5451096 |
| WILEY III, DAVID WARREN III | CO-PRESIDENT | 720094 |
Regulatory assets under management
| Total Number of Accounts | 32,200 |
| AUM (Assets Under Management) | $ 14,146,591,395 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 12/29/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
&PARTNERS
CRD#: 3767Olympia, WA 98501TRUST BUT VERIFY
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