RA
Renee E. Amochaev
FISCAL WISDOM WEALTH MANAGEMENT LLC
Santa Rosa, CA
Some features on this profile are disabled
CRD#: 3253371
RA
Professional summary
Renee Eva Amochaev, who also goes by Renee E Fassbender, Renee Eva Fassbender, is a registered financial advisor currently at FISCAL WISDOM WEALTH MANAGEMENT LLC located in Santa Rosa, California.
Renee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Renee has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Renee E Fassbender | Renee Eva Fassbender
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Income Rental Properties. Approved on 08/28/2017. 6 residential/investment income properties owned by Family Trust. The Bridge Rail Foundation Approval Status. Approved on 08/28/2017. Description: Non Profit education/advocate to prevent suicide from GG Bridge. Not for profit Business Phone: (707) 292-2018 Address: 3020 Bridgeway #179 Sausalito , CA 94965. Percent Ownership: 0%. Annual Compensation: $0.00. YWCA Sonoma County. Approved on 08/28/2017. Description: Finance Committee Member. Non Profit Volunteer on the Finance Committee Business Phone: (707) 546-9922 Address: 811 Third Street Santa Rosa, CA 95405 Percent Ownership: 0% Approximate Hours Worked Weekly: 1 Annual Compensation: $0.00. R.A. Wealth Management, Inc. (DBA). Approved on 08/28/2017. Description: CA S Corp. DBA for Renee Amochaev, licensed independent contractor Portsmouth Financial Services, Inc. Business Phone: (707) 292-2018. Santa Rosa, CA 95405. Percent Ownership: 100%. Arcata Income Properties, LLC. Approved on 08/28/2017. Description: LLC contract purchaser of real property and construction of commercial property in Arcata, CA wholly owned by the LLC with a long term lease to Tractor Supply, a publicly traded company (TSC) Business Type: LLC Business Phone: (707) 483-3127 Address: 3151 El Monte Dr. Santa Rosa, CA 95405 Website :none Position: other Percent Ownership: Trust 20% Approximate Hours Worked Weekly: 0 Annual Compensation: $0.00. YWCA Sonoma County. Approved on 06/16/2020 Effective July1, 2020. Description: Board of Directors and Finance Committee Member. Non Profit Volunteer on the Finance Committee Business Phone: (707) 546-9922 Address: 811 Third Street Santa Rosa, CA 95405 Percent Ownership: 0% Approximate Hours Worked Weekly: 1 Annual Compensation: $0.00. Board of Director at the YWCA Sonoma County. Treasurer, and be added to the slate of executive directors and outside bank accounts for the organization, effect upon approval. Hours per month -less than 5 at no compensation- community volunteer 5013c. Same info as on file for the current approved ywca board position.
CRS (Client Relationship Summary) - RIA
Click below to view Renee Eva Amochaev's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2020 - Present
FISCAL WISDOM WEALTH MANAGEMENT LLC
RIA
CRD#: 168299
Santa Rosa, CA
Past
September 16, 2013 - December 31, 2022
PORTSMOUTH FINANCIAL SERVICES
RIA
CRD#: 13980
SANTA ROSA, CA
Past
September 16, 2013 - December 31, 2022
PORTSMOUTH FINANCIAL SERVICES
BD
CRD#: 13980
SANTA ROSA, CA
Past
July 26, 2004 - September 20, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SANTA ROSA, CA
Past
July 26, 2004 - September 20, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SANTA ROSA, CA
Past
April 21, 2000 - August 5, 2004
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SANTA ROSA, CA
Past
March 22, 2000 - August 5, 2004
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 12, 1999 - March 23, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FISCAL WISDOM WEALTH MANAGEMENT LLC
BGS FINANCIAL SERVICES, LLC | ZITO WEALTH STRATEGIES, INC. | THE RETIREMENT ADVISORS OF NE, INC. | SMARTLIFE FINANCIAL GROUP LLC | SEVEN VENTURES WEALTH MANAGEMENT, LLC | PORTSMOUTH-SMARTLIFE FINANCIAL GROUP, LLC | PORTSMOUTH FINANCIAL SERVICES, INC. | PORTSMOUTH - SMARTLIFE FINANCIAL GROUP, LLC | PLUSPOINT ADVISORS | MILESTONE WEALTH MANAGEMENT | LIFE PLAN RETIREMENT PARTNERS, LLC | KOSIC FINANCIAL GROUP | INSPIRE WEALTH ADVISORY | HERITAGE ASSET MANAGEMENT | GOLD STANDARD FINANCIAL SERVICES, LLC | FORTEM ADVISORS | FISCAL WISDOM WEALTH MANAGEMENT LLC | FISCAL WISDOM WEALTH MANAGEMENT | DEAN BENNETT INSURANCE & FINANCIAL SERVICES, INC. | DAVENPORT WEALTH MANAGEMENT LLC | CHADWICK FINANCIAL ADVISORS
CRD#: 168299 / SEC#: 801-119231
RIA
Registered Investment Advisory firm - (8/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/1/2020 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (12/1/2020 Terminated)Florida
Registered Investment Advisory firm - (12/1/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/2/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/22/2020 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/1/2020 Terminated)North Dakota
Registered Investment Advisory firm - (12/1/2020 Terminated)Ohio
Registered Investment Advisory firm - (12/1/2020 Terminated)Vermont
Registered Investment Advisory firm - (12/1/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/2/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/10/2020)
IAR
California(9/1/2020)
IAR
District of Columbia(4/21/2023)
IAR
Florida(9/3/2020)
IAR
Hawaii(9/2/2020)
IAR
New Mexico(9/2/2020)
IAR
Oregon(3/23/2023)
IAR
Utah(9/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FW
FISCAL WISDOM WEALTH MANAGEMENT LLC
BGS FINANCIAL SERVICES, LLC | ZITO WEALTH STRATEGIES, INC. | THE RETIREMENT ADVISORS OF NE, INC. | SMARTLIFE FINANCIAL GROUP LLC | SEVEN VENTURES WEALTH MANAGEMENT, LLC | PORTSMOUTH-SMARTLIFE FINANCIAL GROUP, LLC | PORTSMOUTH FINANCIAL SERVICES, INC. | PORTSMOUTH - SMARTLIFE FINANCIAL GROUP, LLC | PLUSPOINT ADVISORS | MILESTONE WEALTH MANAGEMENT | LIFE PLAN RETIREMENT PARTNERS, LLC | KOSIC FINANCIAL GROUP | INSPIRE WEALTH ADVISORY | HERITAGE ASSET MANAGEMENT | GOLD STANDARD FINANCIAL SERVICES, LLC | FORTEM ADVISORS | FISCAL WISDOM WEALTH MANAGEMENT LLC | FISCAL WISDOM WEALTH MANAGEMENT | DEAN BENNETT INSURANCE & FINANCIAL SERVICES, INC. | DAVENPORT WEALTH MANAGEMENT LLC | CHADWICK FINANCIAL ADVISORS
CRD#: 168299 / SEC#: 801-119231
RIA
Registered Investment Advisory firm - (8/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/1/2020 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (12/1/2020 Terminated)Florida
Registered Investment Advisory firm - (12/1/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/2/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/22/2020 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/1/2020 Terminated)North Dakota
Registered Investment Advisory firm - (12/1/2020 Terminated)Ohio
Registered Investment Advisory firm - (12/1/2020 Terminated)Vermont
Registered Investment Advisory firm - (12/1/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/2/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
61 Maple Avenue, Canton, CT 06019
Mailing Address
Phone number
(678) 202-4066
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,579 |
| AUM (Assets Under Management) | $ 259,793,557 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
