John C. Gifford
Professional summary
John Charles Gifford, who also goes by John Gifford, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 7 firms and has passed the Series 63, Series 57TO, Series 50, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Charles Gifford's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2024 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017January 15, 2021 - May 27, 2022
PERSHING LLC
July 17, 2017 - May 27, 2022
BNY MELLON CAPITAL MARKETS, LLC
July 22, 2016 - February 17, 2017
GUGGENHEIM SECURITIES, LLC
February 29, 2008 - June 2, 2016
RBC CAPITAL MARKETS, LLC
November 25, 2005 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
September 23, 2002 - June 15, 2005
HSBC SECURITIES (USA) INC.
August 18, 1999 - October 23, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2024)
(11/18/2024)
(5/13/2024)
(3/4/2024)
(11/18/2024)
(3/24/2024)
(5/22/2024)
(7/15/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/25/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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