Philip J. Mcconkey
Professional summary
Philip Joseph Mcconkey is a registered financial professional currently at ACADEMY SECURITIES, INC. located in Del Mar, California.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1999. Philip has worked at 7 firms and has passed the Series 65, Series 63, Series 72, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Joseph Mcconkey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2011 - Present
ACADEMY SECURITIES, INC.
Office #1: 1302 Camino Del Mar, Del Mar, CA 92014September 9, 2010 - April 26, 2011
CAVU SECURITIES LLC
March 9, 2007 - May 18, 2009
FTN EQUITY CAPITAL MARKETS CORP.
July 13, 2006 - March 13, 2007
DEUTSCHE BANK SECURITIES INC.
December 21, 2001 - May 25, 2006
GGET, LLC.
January 2, 2001 - January 4, 2002
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 6, 1999 - November 9, 1999
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2011)
(8/16/2011)
(4/14/2011)
(5/20/2013)
(8/22/2013)
(5/1/2013)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 3/31/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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