Jeffrey R. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Robert Hunt, who also goes by Jeff Hunt, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1999. Jeffrey had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2016 - November 7, 2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 8, 2014 - May 21, 2015
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 13, 2012 - September 24, 2013
AMERITAS INVESTMENT COMPANY, LLC
May 12, 2009 - March 29, 2011
CUNA BROKERAGE SERVICES, INC.
May 7, 2009 - March 29, 2011
CUNA BROKERAGE SERVICES, INC.
July 13, 2004 - June 18, 2007
USAA FINANCIAL PLANNING SERVICES
July 13, 2004 - June 18, 2007
USAA FINANCIAL ADVISORS, INC.
July 16, 1999 - June 22, 2004
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
