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DH

David E. Hicks

SALIENT CAPITAL L.P.
HOUSTON, TX 77024
CRD#: 3253023
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DH
David Edwin HicksSALIENT CAPITAL L.P.

Professional summary


David Edwin Hicks, who also goes by David Hicks, is a registered financial professional currently at SALIENT CAPITAL L.P. located in Houston, Texas.

David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 10 firms and has passed the Series 66, Series 7TO, Series 79TO, SIE, Series 31 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


David Hicks

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Edwin Hicks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 15, 2026 - Present

SALIENT CAPITAL L.P.

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024
BD
CRD#: 147912
HOUSTON, TX
Past

July 20, 2011 - July 28, 2021

SUSTAINABLE WOODLANDS PARTNERS, LLC

RIA
CRD#: 157862
HOUSTON, TX
Past

April 19, 2011 - July 28, 2021

SALIENT CAPITAL ADVISORS, LLC

RIA
CRD#: 153914
HOUSTON, TX
Past

February 3, 2011 - October 27, 2015

INTEGRITY CAPITAL, LLC

RIA
CRD#: 151719
HOUSTON, TX
Past

November 6, 2008 - July 28, 2021

SALIENT CAPITAL L.P.

BD
CRD#: 147912
HOUSTON, TX
Past

May 2, 2007 - March 1, 2021

CYPRESS CREEK PARTNERS

RIA
CRD#: 129346
HOUSTON, TX
Past

April 19, 2007 - October 5, 2011

GHE ADVISERS, L.P.

RIA
CRD#: 141451
HOUSTON, TX
Past

June 6, 2006 - July 28, 2021

SALIENT ADVISORS, L.P.

RIA
CRD#: 122833
HOUSTON, TX
Past

June 6, 2006 - November 11, 2008

SANDERS MORRIS LLC

BD
CRD#: 20580
HOUSTON, TX
Past

August 29, 2000 - May 12, 2006

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

July 30, 1999 - August 3, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/13/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/14/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/14/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 9/1/1999
Futures Managed Funds Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SC
SALIENT CAPITAL L.P.
SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: , 8-67938

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
10000 Memorial Drive Suite 650, Houston, TX 77024
Mailing Address
10000 Memorial Drive Suite 650, Houston, TX 77024
Phone number
(346) 348-0922
Established
Texas since 04/03/2002
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WESTWOOD HOLDINGS GROUP, INC.LIMITED PARTNERS
LANG, LAURACHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP2249418
LINTON, DAVID ONTHANKPRESIDENT1730351
SCHLAG, JAMIE LEECHIEF COMPLIANCE OFFICER6114352
WHG GP HOLDCO, LLCGENERAL PARTNER

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SALIENT CAPITAL L.P.

CRD#: 147912Houston, TX 77024

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