David Edwin Hicks
Professional Summary
David Edwin Hicks, who also goes by David Hicks, is a registered financial advisor currently at SALIENT CAPITAL L.P. located in Houston, Texas. David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 10 firms and has passed the Series 63, Series 66, Series 7TO, Series 79TO, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Hicks
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
SALIENT CAPITAL L.P.
Contact Information
Main Address
10000 Memorial Drive Suite 650, Houston, TX 77024Mailing Address
10000 Memorial Drive Suite 650, Houston, TX 77024Phone Number
(346) 348-0922Established
Texas since 04/03/2002Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/20/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Dec 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Edwin Hicks's CRS (Customer Relationship Summary).
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