Sait A. Saraci
Professional summary
Sait A Saraci, who also goes by Sait Alex Saraci, Sait Saraci, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Sherman Oaks, California and FIDELITY BROKERAGE SERVICES LLC located in Thousand Oaks, California.
Sait is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Sait has worked at 14 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sait A Saraci's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807August 30, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 111 South Westlake Blvd #103, Thousand Oaks, CA 91362October 17, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 11, 2023 - August 4, 2023
EP WEALTH ADVISORS
November 12, 2021 - December 7, 2021
CENTURA WEALTH ADVISORY
September 29, 2020 - July 17, 2023
BELLWETHER INVESTMENT ADVISORS LLC
January 11, 2019 - April 30, 2020
FISHER INVESTMENTS
July 2, 2012 - August 6, 2018
MORGAN STANLEY
June 29, 2012 - August 6, 2018
MORGAN STANLEY
October 22, 2010 - July 3, 2012
CHASE INVESTMENT SERVICES CORP.
October 22, 2010 - July 3, 2012
CHASE INVESTMENT SERVICES CORP.
November 13, 2007 - October 22, 2010
MSI FINANCIAL SERVICES, INC.
November 9, 2007 - October 22, 2010
MSI FINANCIAL SERVICES, INC.
September 16, 2003 - November 6, 2007
SECURIAN FINANCIAL SERVICES, INC.
September 16, 2003 - November 6, 2007
SECURIAN FINANCIAL SERVICES, INC.
July 15, 2002 - August 13, 2003
UBS FINANCIAL SERVICES INC.
July 15, 2002 - August 13, 2003
UBS FINANCIAL SERVICES INC.
June 28, 2000 - June 17, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 15, 2000 - June 17, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 29, 1999 - June 21, 2000
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2023)
(10/4/2023)
(10/12/2023)
(10/3/2023)
(10/2/2023)
(3/31/2025)
(10/4/2023)
(10/2/2023)
(10/6/2023)
(10/6/2023)
(10/2/2023)
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(10/5/2023)
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(10/3/2023)
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(10/5/2023)
(10/3/2023)
(10/2/2023)
(10/4/2023)
(10/25/2023)
(2/6/2024)
(10/2/2023)
(10/4/2023)
(11/1/2023)
(10/2/2023)
(9/29/2023)
(10/6/2023)
(11/20/2023)
(10/3/2023)
(10/3/2023)
(10/10/2023)
(10/4/2023)
(10/9/2023)
(10/1/2023)
(10/3/2023)
(10/16/2023)
(10/2/2023)
(10/10/2023)
(10/2/2023)
(10/5/2023)
(10/2/2023)
(10/3/2023)
(10/2/2023)
(3/31/2025)
(10/2/2023)
(10/3/2023)
(10/5/2023)
(10/3/2023)
(10/3/2023)
(10/2/2023)
(10/3/2023)
(10/3/2023)
Exams
Series 7TO
Date: 8/30/2023
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
