Peter N. Tortorici

WESTEND ADVISORS

Port Washington, NY

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CRD#: 3252606

Professional summary

Peter Nicholas Tortorici, CIMA®, who also goes by Peter N Tortorici, Peter Nicholas Tortorici, is a registered financial advisor currently at WESTEND ADVISORS, LLC located in Port Washington, New York and VICTORY CAPITAL SERVICES, INC. located in Charlotte, North Carolina.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Peter has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter N Tortorici | Peter Nicholas Tortorici

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Amare GP, LLC 80 Bogart Ave, Port Washington, NY 11050 Created in October of 2019 Meant to own private investments I am listed as the "manager" of the LLC, but I do not devote any time to this business, I simply have my accountant file tax returns every year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Nicholas Tortorici's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

December 13, 2022 - Present

WESTEND ADVISORS, LLC

RIA

CRD#: 133279

Port Washington, NY

Current

November 15, 2022 - Present

VICTORY CAPITAL SERVICES, INC.

Office #1: 1001 Morehead Square Drive Suite 600, Charlotte, NC 28203

CRD#: 37059

Charlotte, NC

Past

September 9, 2015 - October 18, 2022

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

MELVILLE, NY

Past

August 24, 2012 - September 22, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MELVILLE, NY

Past

November 22, 2010 - September 13, 2012

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

SAN FRANCISCO, CA

Past

November 22, 2010 - September 13, 2012

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

SAN FRANCISCO, CA

Past

May 10, 2006 - December 5, 2008

BLACKROCK FINANCIAL MANAGEMENT, INC

RIA

CRD#: 107105

MILL VALLEY, CA

Past

September 25, 2002 - December 5, 2008

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTEND ADVISORS, LLC

SOUTHVIEW PARTNERS | WESTEND ADVISORS, LLC | SOUTHVIEW PARTNERS, LLC

CRD#: 133279 / SEC#: 801-63626

RIA

Registered Investment Advisory firm - (3/18/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/13/2023)

Alaska
(12/7/2022)

Arizona
(11/15/2022)

Arkansas
(3/20/2023)

California
(11/15/2022)

Colorado
(11/16/2022)

Connecticut
(11/15/2022)

Delaware
(12/2/2022)

District of Columbia
(3/20/2023)

Florida
(3/14/2023)

Georgia
(3/15/2023)

Hawaii
(2/16/2023)

Idaho
(11/15/2022)

Illinois
(3/16/2023)

Indiana
(3/21/2023)

Iowa
(3/16/2023)

Kansas
(3/13/2023)

Kentucky
(3/14/2023)

Louisiana
(3/13/2023)

Maine
(11/15/2022)

Maryland
(3/13/2023)

Massachusetts
(11/15/2022)

Michigan
(3/15/2023)

Minnesota
(3/31/2023)

Mississippi
(3/20/2023)

Missouri
(3/13/2023)

Montana
(11/15/2022)

Nebraska
(3/14/2023)

Nevada
(11/28/2022)

New Hampshire
(11/18/2022)

New Jersey
(11/15/2022)

New Mexico
(11/15/2022)

New York
(11/15/2022)

IAR

New York
(12/13/2022)

IAR

North Carolina
(12/13/2022)

North Carolina
(3/14/2023)

North Dakota
(3/20/2023)

Ohio
(3/13/2023)

Oklahoma
(3/13/2023)

Oregon
(11/16/2022)

Pennsylvania
(11/16/2022)

Puerto Rico
(3/27/2023)

Rhode Island
(11/21/2022)

South Carolina
(3/22/2023)

South Dakota
(3/14/2023)

Tennessee
(3/14/2023)

Texas
(3/14/2023)

Utah
(11/16/2022)

Vermont
(11/16/2022)

Virginia
(3/14/2023)

Washington
(11/16/2022)

West Virginia
(3/13/2023)

Wisconsin
(3/13/2023)

Wyoming
(11/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/24/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

WESTEND ADVISORS, LLC

SOUTHVIEW PARTNERS | WESTEND ADVISORS, LLC | SOUTHVIEW PARTNERS, LLC

CRD#: 133279 / SEC#: 801-63626

RIA

Registered Investment Advisory firm - (3/18/2005 Approved)

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Contact information

Main Address

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203

Mailing Address

Phone number

(704) 556-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTEND ADVISORS, LLC FORM ADV PART 2B 8.1.2025 (8/1/2025)

WESTEND ADVISORS, LLC FORM ADV PART 2A 8.1.2025 (8/1/2025)

Regulatory assets under management

Total Number of Accounts	4,002
AUM (Assets Under Management)	$ 1,699,961,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter N. Tortorici

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Nicholas Tortorici's CRS (Customer Relationship Summary).

Certified licenses

Experience

VICTORY CAPITAL SERVICES, INC.

JANNEY MONTGOMERY SCOTT LLC

UBS FINANCIAL SERVICES INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

BLACKROCK FINANCIAL MANAGEMENT, INC

BLACKROCK INVESTMENTS, LLC

Primary Firm SEC Registration

WESTEND ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2022

Series 63

Date: 10/24/2002

SIE

Date: 10/1/2018

Series 7

Date: 6/27/2003

Series 6

Date: 9/19/2002

FINRA

Current Firm

WESTEND ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTEND ADVISORS, LLC

TRUST BUT VERIFY

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