Hua Li
Professional summary
Hua Li is a registered financial professional currently at AC SUNSHINE SECURITIES LLC located in Orlando, Florida.
Hua is registered as a RR (Registered Representative) and started their career in finance in 2000. Hua has worked at 5 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hua Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2022 - Present
AC SUNSHINE SECURITIES LLC
Office #1: 200 E. Robinson Street Suite 295, Orlando, FL 32801April 13, 2021 - October 31, 2022
UNIVEST SECURITIES, LLC
June 6, 2017 - November 21, 2019
MUNDIAL FINANCIAL GROUP, LLC
May 17, 2012 - November 30, 2017
UNIVEST SECURITIES, LLC
May 25, 2011 - January 24, 2012
LADENBURG THALMANN & CO. INC.
July 6, 2001 - June 15, 2011
UNIVEST SECURITIES, LLC
March 13, 2000 - June 29, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/28/2022)
(2/20/2025)
(6/5/2023)
(8/15/2023)
(4/2/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/10/2015
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
AC SUNSHINE SECURITIES LLC
CRD#: 317903 / SEC#: , 8-70837
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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Company Information
AC SUNSHINE SECURITIES LLC
CRD#: 317903Orlando, FL 32801TRUST BUT VERIFY
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