Hua Li
Professional Summary
Hua Li is a registered financial advisor currently at AC SUNSHINE SECURITIES LLC located in Orlando, Florida. Hua is registered as a RR (Registered Representative) and started their career in finance in 2000. Hua has worked at 5 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AC SUNSHINE SECURITIES LLC
Contact Information
Main Address
200 E. Robinson Street Suite 295, Orlando, FL 32801Mailing Address
200 E. Robinson Street Suite 295, Orlando, FL 32801Phone Number
(689) 689-9686Established
Florida since 06/16/2021Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/28/2022)
(2/20/2025)
(6/5/2023)
(8/15/2023)
(4/2/2025)
(6/2/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2015SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Hua Li's CRS (Customer Relationship Summary).
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