Keith R. Brosnan
Professional summary
Keith Ryan Brosnan is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1999. Keith has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Ryan Brosnan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2017 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019June 5, 2012 - November 21, 2017
C. L. KING & ASSOCIATES, INC.
July 27, 2011 - June 5, 2012
FURTHER LANE SECURITIES, L.P.
November 26, 1999 - November 15, 2005
THE DELAWARE BAY COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2019)
(3/27/2018)
(3/22/2018)
(7/21/2020)
(5/24/2018)
(9/17/2025)
(10/9/2018)
(3/26/2018)
(12/15/2023)
(4/11/2018)
(12/11/2020)
(6/24/2019)
(11/20/2017)
(10/8/2020)
(5/11/2018)
(3/23/2018)
(11/22/2023)
(12/16/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
