RV
Randall W. Vantassell
CETERA INVESTMENT ADVISERS LLC
BISHOP, CA 93514
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CRD#: 3251160
RV
Professional summary
Randall Wayne Vantassell, who also goes by Randall W Vantassell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bishop, California and CETERA WEALTH SERVICES, LLC located in Bishop, California.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Randall has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randall W Vantassell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fiduciary Appointment-Trustee 119 MacIver Lane, Suite G~Bishop~CA~93514~2/22/2006~1hrs~1hrs~Assign bookkeeping etc. to a CPA firm and assign property management tasks to a third party 2) Deepest Valley Properties LLC 119 Mac Iver St, Ste G~Bishop~CA~93514~Rental Property Owner/Management~Owner/Sole Proprietor~3/1/2005~5hrs~0hrs~Commercial Real Estate 3) Pioneer Home Health Care 263 Academy St~Bishop~CA~93514~Nonprofit~President~1/1/2010~1hrs~1hrs~Chair Quarterly Board Meetings 4) Rotary Club of Bishop PO Box 1414~Bishop~CA~93515~Nonprofit~Director/Officer~7/1/2017~2hrs~2hrs~Board Member 5) Sierra Highlands Community Services District 2709 Underwood Ln~Bishop~CA~93514~Government~Director/Officer~1/1/2005~1hrs~0hrs~Attend Bi-Monthly Board Meetings 6) Van Tassell & Paegel, CPAs 119 Mac Iver St, Ste G~Bishop~CA~93514~Tax Preparation/Accounting~Owner/Sole Proprietor~12/1/1984~120hrs~120hrs~Accounting, Bookkeeping, Tax Preparation and Payroll 7)Van Tassell Services; rep; Tax, accounting, payroll, and investment servicesVan Tassell & Paegel, CPAs changed its name to Van Tassell ServicesNo change in operations; NIR; 120; 12/04/2023; 119 Mac Iver Bishop CA 93514; Successor to Van Tassell & Paegel, CPAs.�I am the sole shareholder. Prepare tax returns, meet with clients, supervise staff
CRS (Client Relationship Summary) - RIA
Click below to view Randall Wayne Vantassell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 550 Central Avenue, Bishop, CA 93514RIA
CRD#: 105644
BISHOP, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Bishop, CA
Past
May 1, 2014 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Bishop, CA
Past
May 1, 2014 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Bishop, CA
Past
January 6, 2012 - May 1, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
LAGUNA HILLS, CA
Past
January 6, 2012 - May 1, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
LAGUNA HILLS, CA
Past
February 23, 2009 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
LAGUNA HILLS, CA
Past
January 28, 2009 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LAGUNA HILLS, CA
Past
October 12, 1999 - December 5, 2008
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BISHOP, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Idaho(9/5/2025)
RR
Michigan(9/5/2025)
RR
Montana(9/5/2025)
RR
Nevada(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Oregon(9/5/2025)
RR
Texas(9/11/2025)
IAR
Texas(9/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
