Brian T. Decker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Todd Decker, who also goes by Brian Decker, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1999. Brian had worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2011 - January 5, 2023
JOSEPH CAPITAL, LLC
November 17, 2006 - October 19, 2009
BRADLEY WOODS & CO. LTD.
December 11, 2003 - November 15, 2006
SLOAN SECURITIES CORP.
May 9, 2002 - December 4, 2003
PURSHE KAPLAN STERLING INVESTMENTS
March 22, 2001 - January 18, 2002
BMO CAPITAL MARKETS CORP.
July 29, 1999 - November 21, 2000
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
JOSEPH CAPITAL, LLC
CRD#: 120414 / SEC#: , 8-65293
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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