Barbara A. Martin
Professional summary
Barbara Ann Martin, who also goes by Barbara Martin, Barbara Ann Raines, Barbara Smith, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Lithia, Florida and TRUIST INVESTMENT SERVICES, INC. located in Lithia, Florida.
Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Barbara has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Ann Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 16705 Fishhawk Blvd, Lithia, FL 33547December 16, 2011 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 16705 Fishhawk Blvd, Lithia, FL 33547December 21, 2011 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
April 21, 2011 - December 14, 2011
CHASE INVESTMENT SERVICES CORP.
April 15, 2011 - December 14, 2011
CHASE INVESTMENT SERVICES CORP.
July 14, 2010 - August 19, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 13, 2010 - August 19, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 17, 2008 - May 10, 2010
TRUIST INVESTMENT SERVICES, INC.
August 26, 2008 - November 12, 2008
TRUIST INVESTMENT SERVICES, INC.
July 17, 2006 - May 10, 2010
TRUIST INVESTMENT SERVICES, INC.
November 18, 2005 - May 2, 2006
CHASE INVESTMENT SERVICES CORP.
January 3, 2005 - September 28, 2005
TRUIST INVESTMENT SERVICES, INC.
August 5, 2004 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2016)
(6/5/2018)
(7/14/2015)
(5/12/2016)
(1/26/2012)
(1/26/2012)
(1/25/2012)
(1/10/2017)
(2/20/2013)
(12/21/2011)
(8/19/2016)
(12/16/2011)
(6/5/2018)
(6/6/2018)
(1/25/2012)
(1/26/2012)
(6/6/2018)
(6/21/2018)
(1/25/2012)
(1/14/2016)
(3/8/2016)
(2/25/2013)
(1/25/2012)
(3/10/2016)
(6/12/2018)
(1/25/2012)
(1/6/2017)
(1/6/2017)
(7/5/2018)
(6/15/2018)
(1/27/2012)
(1/26/2012)
(6/6/2018)
(4/27/2012)
(1/26/2012)
(6/6/2018)
(1/26/2012)
(10/18/2016)
(6/5/2018)
(1/26/2012)
(10/24/2014)
(1/6/2017)
(1/26/2012)
(9/25/2012)
(6/3/2016)
(10/8/2012)
(1/14/2016)
(6/15/2018)
(4/13/2021)
(4/9/2014)
(3/16/2016)
(3/7/2017)
(5/22/2017)
(6/7/2018)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Lithia, FL 33547TRUST BUT VERIFY
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