Gloria G. Jones-mordhorst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gloria Grace Jones-mordhorst, who also goes by Gloria Grace Jones, Gloria Laws, was a registered financial professional .
Gloria is a previously registered financial professional and started their career in finance in 2000. Gloria had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2018 - August 18, 2021
WORLD CAPITAL BROKERAGE, INC.
February 9, 2017 - October 1, 2018
FORESTERS EQUITY SERVICES, INC.
May 10, 2010 - December 31, 2016
KMS FINANCIAL SERVICES, INC.
October 5, 2009 - May 21, 2010
MSI FINANCIAL SERVICES, INC.
June 25, 2008 - January 4, 2010
NEW ENGLAND SECURITIES
January 2, 2004 - July 3, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
June 16, 2000 - December 19, 2003
BRECEK & YOUNG ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
