Michael W. Cecere

TSG CAPITAL ADVISORS

Ronkonkoma, NY 11779

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CRD#: 3250479

Professional summary

Michael William Cecere is a registered financial professional currently at TSG CAPITAL ADVISORS located in Ronkonkoma, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael William Cecere's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2024 - Present

TSG CAPITAL ADVISORS

Office #1: 3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779

CRD#: 147509

Ronkonkoma, NY

Past

December 5, 2018 - March 18, 2024

PHX FINANCIAL, INC.

CRD#: 144403

Hauppauge, NY

Past

July 22, 2009 - December 5, 2018

CAPE SECURITIES INC.

CRD#: 7072

Holtsville, NY

Past

June 3, 2009 - July 24, 2009

AURA FINANCIAL SERVICES, INC.

CRD#: 42822

EAST SETAUKET, NY

Past

October 18, 2007 - June 11, 2009

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

LAKE GROVE, NY

Past

April 23, 2007 - October 22, 2007

EMMETT A LARKIN COMPANY, INC.

CRD#: 6625

SMITHTOWN, NY

Past

June 20, 2005 - April 26, 2007

ITRADEDIRECT.COM CORP

CRD#: 18281

HAUPPAUGE, NY

Past

April 22, 2002 - June 15, 2005

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

October 22, 1999 - May 15, 2002

SEABOARD SECURITIES, INC.

CRD#: 755

FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/8/2025)

California
(12/20/2024)

Colorado
(12/16/2024)

Florida
(12/9/2024)

Georgia
(1/8/2025)

Illinois
(1/13/2025)

Indiana
(12/13/2024)

Iowa
(1/9/2025)

Kansas
(1/10/2025)

Kentucky
(12/13/2024)

Louisiana
(1/9/2025)

Nevada
(12/16/2024)

New Hampshire
(12/17/2024)

New York
(12/12/2024)

North Carolina
(1/10/2025)

Ohio
(1/31/2025)

Oklahoma
(1/9/2025)

Pennsylvania
(3/25/2025)

South Carolina
(2/25/2025)

Texas
(11/22/2024)

Virginia
(1/9/2025)

Washington
(12/13/2024)

Exams

State Security Law Exam

Series 63

Date: 9/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TSG CAPITAL ADVISORS

BRIGHTCHOICE FINANCIAL, LLC | TSG CAPITAL ADVISORS

CRD#: 147509 / SEC#: , 8-67910

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779

Mailing Address

3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779

Phone number

(631) 201-2483

Established

Tennessee since 01/10/2007

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JLLA HOLDINGS, LLC	OWNER/MEMBER
TORRILLO, DON L	PRESIDENT/CEO/MANAGING MEMBER	2789918
DIAMOS, ANTHONY SOLON	FINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	4872899
MEGENITY, BRIAN MCDONALD	CHIEF COMPLIANCE OFFICER	2889637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael W. Cecere

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael William Cecere's CRS (Customer Relationship Summary).

Certified licenses

Experience

PHX FINANCIAL, INC.

CAPE SECURITIES INC.

AURA FINANCIAL SERVICES, INC.

FIRST MIDWEST SECURITIES, INC.

EMMETT A LARKIN COMPANY, INC.

ITRADEDIRECT.COM CORP

GUNNALLEN FINANCIAL, INC

SEABOARD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/23/1999

FINRA

Current Firm

TSG CAPITAL ADVISORS

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TSG CAPITAL ADVISORS

TRUST BUT VERIFY

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