JK
Jakub M. Kreuter
INDEPENDENT WEALTH ADVISORS
Cary, NC 27511
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CRD#: 3250250
JK
Professional summary
Jakub Martin Kreuter, who also goes by Jakub Kreuter, Jay Kreuter, is a registered financial advisor currently at INDEPENDENT WEALTH ADVISORS, LLC located in Cary, North Carolina and LPL FINANCIAL LLC located in Cary, North Carolina.
Jakub is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jakub has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jakub Kreuter | Jay Kreuter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 01/06/2011: Kreuter Investments - INV REL - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - NO TIME SPENT (2) 5/9/2017: JMK Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2017 - 0 Hours Per Month. (3) 03/28/2024 - Independent Wealth Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 120 Hours Per Month/ During Trading - I provide investment advisory services through Independent Wealth Advisors, an independent investment advisor firm. I started this business activity in 020124. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jakub Martin Kreuter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2024 - Present
INDEPENDENT WEALTH ADVISORS, LLC
Office #1: 167 E. Chatham Street Suite 300, Cary, NC 27511RIA
CRD#: 328786
Cary, NC
Current
March 13, 2009 - Present
LPL FINANCIAL LLC
Office #1: 167 E Chatham St, Suite 300, Cary, NC 27511RIA
BD
CRD#: 6413
CARY, NC
Past
March 13, 2009 - November 8, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
CARY, NC
Past
June 30, 2003 - March 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RALEIGH, NC
Past
June 30, 2003 - March 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RALEIGH, NC
Past
March 5, 2002 - June 30, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
RALEIGH, NC
Past
January 16, 2002 - June 30, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 12, 2001 - January 17, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
September 5, 2000 - February 7, 2001
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
July 13, 1999 - July 31, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH ADVISORS, LLC
INDEPENDENT WEALTH ADVISOR | INDEPENDENT WEALTH ADVISORS, LLC | INDEPENDENT WEALTH ADVISOR, LLC
CRD#: 328786 / SEC#: 801-129370
RIA
Registered Investment Advisory firm - (1/19/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2022)
RR
Colorado(3/14/2019)
RR
Connecticut(1/23/2024)
RR
Florida(3/13/2009)
RR
Georgia(3/13/2009)
RR
Louisiana(7/1/2020)
RR
Massachusetts(1/24/2020)
RR
New Hampshire(3/3/2021)
RR
New Jersey(4/10/2023)
RR
New York(1/13/2022)
RR
North Carolina(3/13/2009)
IAR
North Carolina(3/19/2024)
RR
Ohio(1/24/2020)
RR
South Carolina(3/13/2009)
RR
Tennessee(12/18/2020)
RR
Texas(3/13/2009)
RR
Virginia(4/30/2009)
RR
Wisconsin(1/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IW
INDEPENDENT WEALTH ADVISORS, LLC
INDEPENDENT WEALTH ADVISOR | INDEPENDENT WEALTH ADVISORS, LLC | INDEPENDENT WEALTH ADVISOR, LLC
CRD#: 328786 / SEC#: 801-129370
RIA
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Contact information
Main Address
167 E. Chatham Street Suite 300, Cary, NC 27511
Mailing Address
Phone number
(919) 749-7596
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 408 |
| AUM (Assets Under Management) | $ 184,176,859 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT WEALTH ADVISORS, LLC
CRD#: 328786Cary, NC 27511TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
