Jeff Brown
Professional summary
Jeff Brown is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Arlington, Texas.
Jeff is registered as a RR (Registered Representative) and started their career in finance in 1973. Jeff has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeff Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 1973 - Present
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2002)
(1/28/1998)
(9/1/1999)
(1/26/2018)
(2/22/1985)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 3/19/1973
Registered Representative ExaminationFINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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