Eugene L. Williams
Professional summary
Eugene Leroy Williams, who also goes by Eugene Leroy Williams Jr, Eugene Leroy Williams Jr., is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Las Vegas, Nevada.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 2008. Eugene has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eugene Leroy Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2022 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1945 Village Center Cir Ste 150, Las Vegas, NV 89134-6259December 9, 2014 - June 15, 2022
COUNTRY CAPITAL MANAGEMENT COMPANY
January 27, 2014 - August 29, 2014
ALLSTATE FINANCIAL SERVICES, LLC
January 27, 2012 - April 17, 2012
PARK AVENUE SECURITIES LLC
February 8, 2010 - August 16, 2010
PAULSON INVESTMENT COMPANY LLC
July 29, 2009 - February 1, 2010
BLACK ROSE EQUITY MANAGEMENT LLC
August 21, 2008 - June 25, 2009
PHILLIPS & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2022)
(6/23/2022)
(6/23/2022)
(4/29/2025)
(6/23/2022)
(6/23/2022)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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