TD
Thomas F. Dietrich
TRUIST ADVISORY SERVICES
PENSACOLA, FL 32502
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CRD#: 3249452
TD
Professional summary
Thomas Franklin Dietrich, who also goes by Tom Franklin Dietrich, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Pensacola, Florida and TRUIST INVESTMENT SERVICES, INC. located in Pensacola, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Franklin Dietrich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER, RESIDENTIAL RENTAL PROPERTY, 601 E BURGESS RD UNIT G-5, NEGLIGIBLE TIME/MONTH, NOT DURING SECURITIES HRS, START 10/25/2005.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Franklin Dietrich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 220 W Garden St, Pensacola, FL 32502RIA
CRD#: 283390
PENSACOLA, FL
Current
December 20, 2010 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 220 W Garden St Ste 800, Pensacola, FL 32502Office #2: 511 W 23rd St, Panama City, FL 32405Office #3: 49 Watercolor Way, Santa Rosa Beach, FL 32459Office #4: 2235 Highway 71, Marianna, FL 32448Office #5: 14 Williamsburg Ave, Thomasville, GA 31792Office #6: 34901 Emerald Coast Pkwy, Destin, FL 32541Office #7: 99 Racetrack Rd Nw, Fort Walton Beach, FL 32547Office #8: 5224 Stewart St, Milton, FL 32570Office #9: 1104 Highway 331 S, Defuniak Spring, FL 32435Office #10: 11400 Panama City Beach Pkwy, Panama City Beach, FL 32407Office #11: 105 W Parker St, Baxley, GA 31513BD
CRD#: 17499
Pensacola, FL
Past
February 11, 2011 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
PENSACOLA, FL
Past
September 30, 2005 - December 14, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PENSACOLA, FL
Past
July 28, 2005 - December 14, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PENSACOLA, FL
Past
January 21, 2000 - July 19, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
August 20, 1999 - November 11, 1999
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2011)
RR
Alaska(2/25/2025)
RR
Arizona(8/8/2018)
RR
Arkansas(1/5/2021)
RR
California(5/30/2018)
RR
Colorado(1/30/2014)
RR
Delaware(12/5/2022)
RR
District of Columbia(6/6/2022)
RR
Florida(2/11/2011)
IAR
Florida(8/24/2016)
RR
Georgia(1/5/2011)
IAR
Georgia(8/12/2025)
RR
Illinois(1/4/2021)
RR
Indiana(6/29/2023)
RR
Kentucky(5/6/2025)
RR
Louisiana(11/5/2020)
IAR
Louisiana(9/14/2021)
RR
Massachusetts(11/14/2022)
RR
Michigan(1/21/2022)
RR
Mississippi(1/29/2024)
RR
Missouri(3/30/2021)
RR
Nevada(2/18/2011)
RR
New Hampshire(7/15/2024)
RR
New York(11/13/2019)
RR
North Carolina(8/10/2011)
RR
Ohio(12/2/2020)
RR
Oregon(1/4/2023)
RR
Pennsylvania(8/20/2021)
RR
South Carolina(6/15/2011)
RR
Tennessee(12/3/2015)
RR
Texas(1/3/2011)
IAR
Texas(3/13/2017)
RR
Virginia(6/12/2017)
RR
Washington(5/7/2024)
RR
West Virginia(4/11/2011)
RR
Wisconsin(4/26/2017)
RR
Wyoming(2/19/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Pensacola, FL 32502TRUST BUT VERIFY
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