Kirk M. Tokheim

AMERITAS ADVISORY SERVICES

Boone, IA

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CRD#: 3249439

Professional summary

Kirk Matthew Tokheim is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Boone, Iowa and AMERITAS INVESTMENT COMPANY, LLC located in Boone, Iowa.

Kirk is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kirk has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STATION 4 WOODWORKS; SAME AS RESIDENCE; NON INV REL; WOODWORKING; OWNER; START DATE=8/2021; HRS/MO=10; TRADING HRS/MO=0; WOODWORKING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Matthew Tokheim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2025 - Present

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

Boone, IA

Current

August 25, 2025 - Present

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Boone, IA

Past

May 14, 2021 - July 31, 2025

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Boone, IA

Past

May 14, 2021 - July 31, 2025

AE FINANCIAL SERVICES, LLC

CRD#: 298608

Topeka, KS

Past

December 28, 2015 - May 10, 2021

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

August 7, 2014 - May 10, 2021

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

January 4, 2012 - July 11, 2014

NEW ENGLAND SECURITIES

CRD#: 615

WEST DES MOINES, IA

Past

January 4, 2012 - July 11, 2014

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WEST DES MOINES, IA

Past

February 23, 2011 - September 21, 2012

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

WEST DES MOINES, IA

Past

July 18, 2005 - November 1, 2010

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

STUART, IA

Past

July 1, 2002 - July 14, 2005

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

October 15, 1999 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(8/25/2025)

IAR

Iowa
(8/25/2025)

Nebraska
(8/25/2025)

IAR

Nebraska
(8/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/14/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/15/2013

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/22/2011

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kirk M. Tokheim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Matthew Tokheim's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AE WEALTH MANAGEMENT, LLC

AE FINANCIAL SERVICES, LLC

WADDELL & REED

WADDELL & REED

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

FIRST HEARTLAND CAPITAL, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2015

Series 63

Date: 9/14/1999

SIE

Date: 10/1/2018

Series 7

Date: 3/26/2013

Series 6

Date: 10/14/1999

Series 24

Date: 7/15/2013

Series 26

Date: 9/22/2011

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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