Gerard A. Mccallion
Professional summary
Gerard A Mccallion was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gerard is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Gerard had worked at 4 firms, which includes RODMAN & RENSHAW LLC, TAYLOR LOEB & CO. INC., S. B. CANTOR & CO. INC., MEMME & COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1986 - February 10, 1998
RODMAN & RENSHAW, LLC
March 3, 1985 - May 9, 1986
TAYLOR LOEB & CO., INC.
September 19, 1972 - August 29, 2003
S. B. CANTOR & CO., INC.
October 2, 1969 - October 29, 1972
MEMME & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/28/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 5/10/1962
Registered Representative ExaminationSeries 00
Date: 9/29/1969
General Securities Principal ExaminationCurrent Firm
RODMAN & RENSHAW, LLC
CRD#: 16415 / SEC#: , 8-33862
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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