Thomas J. Gilliam
AMERITAS ADVISORY SERVICES
CHESTERFIELD, MO 63005
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CRD#: 3248770
Professional summary
Thomas Joseph Gilliam JR, CFP® is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Chesterfield, Missouri and AMERITAS INVESTMENT COMPANY, LLC located in Chesterfield, Missouri.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * CARILLON GROUP INC; SAME AS BRANCH; INV REL; GENERAL AGENCY; AGENT; START DATE=08/1999; HRS/MO=120; TRADING HRS/MO=120; INSURANCE SALES, AGENCY MANAGEMENT * T GILLIAM PROPERTIES LLC; SAME AS BRANCH; NON-INV REL; PROPERTY OWNERSHIP AND POSSIBLE LEASING; OWNER/MEMBER; START DATE=09/2007; HRS/MO=0; TRADING HRS/MO=0; NO DUTIES
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Joseph Gilliam JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 641 Cepi Drive, Chesterfield, MO 63005RIA
CRD#: 317245
CHESTERFIELD, MO
Current
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 641 Cepi Drive, Chesterfield, MO 63005BD
CRD#: 14869
Chesterfield, MO
Past
September 19, 2008 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
July 6, 1999 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CHESTERFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/26/2019)
RR
Arizona(5/16/2023)
RR
California(8/8/2014)
RR
Colorado(12/17/2021)
RR
Connecticut(3/10/2021)
RR
District of Columbia(10/24/2023)
RR
Florida(1/18/2023)
RR
Georgia(4/4/2023)
RR
Hawaii(8/20/2025)
RR
Illinois(8/24/2006)
RR
Indiana(11/12/2015)
RR
Kansas(1/3/2024)
RR
Louisiana(7/18/2022)
RR
Massachusetts(2/7/2024)
RR
Michigan(11/24/2020)
RR
Minnesota(5/14/2024)
RR
Missouri(6/30/2006)
IAR
Missouri(11/1/2021)
RR
Nevada(4/16/2025)
RR
New York(11/15/2013)
RR
North Carolina(4/4/2023)
RR
Ohio(7/19/2021)
RR
Oregon(5/4/2010)
RR
Pennsylvania(11/26/2019)
RR
South Carolina(7/15/2016)
RR
Texas(7/30/2021)
IAR
Texas(11/1/2021)
RR
Virginia(8/31/2015)
RR
Washington(1/18/2023)
RR
Wisconsin(9/14/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Chesterfield, MO 63005TRUST BUT VERIFY
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