Jason S. Kass

LEGACY EDGE ADVISORS

Syosset, NY 11791

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CRD#: 3248234

Professional summary

Jason Sean Kass, CFP® is a registered financial advisor currently at LEGACY EDGE ADVISORS located in Syosset, New York.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jason has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Sean Kass's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 2, 2023 - Present

LEGACY EDGE ADVISORS

Office #1: 485 Underhill Blvd. Suite 100, Syosset, NY 11791

RIA

CRD#: 328064

Syosset, NY

Past

May 24, 2021 - November 1, 2023

NEWEDGE ADVISORS

RIA

CRD#: 171351

Melville, NY

Past

September 28, 2015 - May 27, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

New Hyde Park, NY

Past

September 25, 2015 - May 27, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

New Hyde Park, NY

Past

November 3, 2010 - October 1, 2015

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

NEW YORK, NY

Past

November 3, 2010 - October 1, 2015

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

March 16, 2009 - October 15, 2010

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

NEW YORK, NY

Past

March 16, 2009 - October 15, 2010

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

January 21, 2009 - February 24, 2009

BARCLAYS CAPITAL INC.

RIA

CRD#: 19714

NEW YORK, NY

Past

September 22, 2008 - February 24, 2009

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

March 31, 2008 - October 15, 2008

LEHMAN BROTHERS INC.

RIA

CRD#: 7506

NEW YORK, NY

Past

May 29, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 20, 2006 - June 1, 2007

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

November 4, 2004 - September 7, 2005

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

May 1, 2001 - July 11, 2003

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

July 28, 1999 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY EDGE ADVISORS

LEGACY EDGE ADVISORS | LEGACY EDGE ADVISORS, LLC

CRD#: 328064 / SEC#: 801-128842

RIA

Registered Investment Advisory firm - (2/1/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/28/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/7/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/1999

General Securities Representative Examination

Current Firm

LEGACY EDGE ADVISORS

LEGACY EDGE ADVISORS | LEGACY EDGE ADVISORS, LLC

CRD#: 328064 / SEC#: 801-128842

RIA

Registered Investment Advisory firm - (2/1/2024 Approved)

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Contact information

Main Address

485 Underhill Blvd. Suite 100, Syosset, NY 11791

Mailing Address

Phone number

(516) 447-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE- LEGACY EDGE ADVISORS (3/13/2025)

FORM ADV PART 2A- LEGACY EDGE ADVISORS (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,118
AUM (Assets Under Management)	$ 896,164,407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jason S. Kass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Sean Kass's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWEDGE ADVISORS

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

JPMSI

Primary Firm SEC Registration

LEGACY EDGE ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2008

Series 63

Date: 12/28/2004

Series 7TO

Date: 12/7/2022

SIE

Date: 10/1/2018

Series 7

Date: 7/26/1999

Current Firm

LEGACY EDGE ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY EDGE ADVISORS

TRUST BUT VERIFY

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