MD
Mark W. Drennan
CETERA INVESTMENT ADVISERS LLC
DALLAS, TX 75251
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CRD#: 3248232
MD
Professional summary
Mark William Drennan is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA WEALTH SERVICES, LLC located in Dallas, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES,
INVESTMENT RELATED,
SAME AS REGISTERED ADDRESS,
FIXED INSURANCE,
START 2001,
12HRS/WK (TRADING HOURS),
INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, AND PROPERTY & CASUALTY;
2. DEXTER & COMPANY,
INVESTMENT RELATED,
SAME AS REGISTERED ADDRESS,
DBA NAME FOR INSURANCE BUSINESS,
START 03/01/1994,
20HRS/WK (TRADING HOURS),
INSURANCE AGENT;
3. FINANCIAL NETWORK,
INVESTMENT RELATED,
SAME AS REGISTERED ADDRESS,
DBA NAME FOR SECURITIES, ADVISORY, & INSURANCE BUSINESS,
START 01/01/2013,
>40HRS/WK (32.5 TRADING HOURS),
REPRESENTATIVE/AGENT;
4.NAME OF OTHER BUSINESS: PAINE-DRENNAN GROUP
INVESTMENT RELATED: NO
ADDRESS: 5500 PRESTON RD. SUITE 290 DALLAS, TX 75205
NATURE OF BUSINESS: REAL ESTATE SALES
START DATE: 1/2007
APX NUMBER OF HOURS PER WEEK: 10
APX NUMBER OF HOURS DURING TRADING HOURS: 10
POSITION/TITLE/RELATIONSHIP: MARKETING DIRECTOR
BRIEF DESCRIPTION OF DUTIES: LICENSED TEAM ASSISTANT
CRS (Client Relationship Summary) - RIA
Click below to view Mark William Drennan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 12221 Merit Dr Ste 1760, Dallas, TX 75251RIA
CRD#: 105644
DALLAS, TX
Current
May 1, 2007 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12221 Merit Dr Ste 1760, Dallas, TX 75251BD
CRD#: 13572
Dallas, TX
Past
October 8, 2008 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DALLAS, TX
Past
April 23, 2001 - May 1, 2007
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
DALLAS, TX
Past
October 30, 2000 - December 21, 2000
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(3/18/2010)
RR
Texas(5/1/2007)
IAR
Texas(6/29/2023)
RR
Virginia(1/2/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Dallas, TX 75251TRUST BUT VERIFY
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