Joey Giamichael
Professional Summary
Joey Giamichael is a registered financial advisor currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida. Joey is registered as a RR (Registered Representative) and started their career in finance in 1999. Joey has worked at 13 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE, Series 87, Series 86, Series 55, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
DAWSON JAMES SECURITIES, INC.
Contact Information
Main Address
2700 N. Military Trail Suite 100, Boca Raton, FL 33431Mailing Address
2700 N. Military Trail Suite 100, Boca Raton, FL 33431Phone Number
(561) 391-5555Established
Florida since 07/30/2002Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
12Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/16/2025)
(1/15/2025)
(1/16/2025)
(1/15/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Dec 2020About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2004About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed May 2000Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1999About the Series 6 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joey Giamichael's CRS (Customer Relationship Summary).
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