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JG

Joey Giamichael

DAWSON JAMES SECURITIES
BOCA RATON, FL 33431
Some features on this profile are disabled
CRD#: 3248158
JG

Professional summary

Joey Giamichael is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.

Joey is registered as a RR (Registered Representative) and started their career in finance in 1999. Joey has worked at 13 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE, Series 87, Series 86, Series 55, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joey Giamichael's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2025 - Present

DAWSON JAMES SECURITIES, INC.

Office #1: 2700 N. Military Trail Suite 100, Boca Raton, FL 33431
BD
CRD#: 130645
BOCA RATON, FL
Past

November 27, 2024 - February 10, 2025

DOMINARI SECURITIES LLC

BD
CRD#: 18975
NEW YORK, NY
Past

April 18, 2023 - December 16, 2024

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

August 20, 2021 - April 27, 2023

REVERE SECURITIES LLC

BD
CRD#: 14178
NEW YORK, NY
Past

October 22, 2020 - July 23, 2021

D. BORAL CAPITAL

BD
CRD#: 103792
New York, NY
Past

May 19, 2020 - October 20, 2020

I-BANKERS DIRECT, LLC

BD
CRD#: 167533
BOCA RATON, FL
Past

March 11, 2019 - July 2, 2019

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
MORRISTOWN, NJ
Past

May 13, 2010 - October 11, 2012

GLOBAL HUNTER SECURITIES, LLC

BD
CRD#: 123003
NEW YORK, NY
Past

April 17, 2006 - May 12, 2010

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
NEW YORK, NY
Past

August 13, 2003 - March 31, 2006

CJS SECURITIES, INC.

BD
CRD#: 44823
WHITE PLAINS, NY
Past

September 28, 2000 - August 6, 2003

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ
Past

February 29, 2000 - September 12, 2000

GILFORD SECURITIES INCORPORATED

BD
CRD#: 8076
NEW YORK, NY
Past

July 14, 1999 - October 8, 1999

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/16/2025)
RR
New York
(1/15/2025)
RR
Pennsylvania
(1/16/2025)
RR
Puerto Rico
(1/15/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/22/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/27/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/1/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/13/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 12/1/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 11/17/2004
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 55
Date: 5/1/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/24/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/13/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/6/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

DJ
DAWSON JAMES SECURITIES, INC.
DAWSON JAMES SECURITIES, INC.

CRD#: 130645 / SEC#: , 8-66367

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2700 N. Military Trail Suite 100, Boca Raton, FL 33431
Mailing Address
2700 N. Military Trail Suite 100, Boca Raton, FL 33431
Phone number
(561) 391-5555
Established
Florida since 07/30/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARK FINANCIAL SERVICES, INC.OWNER
DORFMAN, JENNIFERCHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER3009328
KEYSER, ROBERT DAWSON JR.CEO1291503
STICE, HAROLD EUGENECHIEF FINANCIAL OFFICER/FINOP1349210

Disclosures

Regulatory Event12
Civil Event1
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAWSON JAMES SECURITIES, INC.

CRD#: 130645Boca Raton, FL 33431

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