Joey Giamichael

DAWSON JAMES SECURITIES

Boca Raton, FL 33432

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CRD#: 3248158

Professional summary

Joey Giamichael is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.

Joey is registered as a RR (Registered Representative) and started their career in finance in 1999. Joey has worked at 13 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE, Series 87, Series 86, Series 55, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joey Giamichael's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2025 - Present

DAWSON JAMES SECURITIES, INC.

Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432

CRD#: 130645

Boca Raton, FL

Past

November 27, 2024 - February 10, 2025

DOMINARI SECURITIES LLC

CRD#: 18975

NEW YORK, NY

Past

April 18, 2023 - December 16, 2024

SPARTAN CAPITAL SECURITIES, LLC

CRD#: 146251

NEW YORK, NY

Past

August 20, 2021 - April 27, 2023

REVERE SECURITIES LLC

CRD#: 14178

NEW YORK, NY

Past

October 22, 2020 - July 23, 2021

D. BORAL CAPITAL

CRD#: 103792

New York, NY

Past

May 19, 2020 - October 20, 2020

I-BANKERS DIRECT, LLC

CRD#: 167533

BOCA RATON, FL

Past

March 11, 2019 - July 2, 2019

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

MORRISTOWN, NJ

Past

May 13, 2010 - October 11, 2012

GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003

NEW YORK, NY

Past

April 17, 2006 - May 12, 2010

RODMAN & RENSHAW, LLC

CRD#: 16415

NEW YORK, NY

Past

August 13, 2003 - March 31, 2006

CJS SECURITIES, INC.

CRD#: 44823

WHITE PLAINS, NY

Past

September 28, 2000 - August 6, 2003

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

February 29, 2000 - September 12, 2000

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

Past

July 14, 1999 - October 8, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/16/2025)

New York
(1/15/2025)

Pennsylvania
(1/16/2025)

Puerto Rico
(1/15/2025)

Exams

State Security Law Exam

Series 63

Date: 3/22/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/27/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 12/1/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 3/11/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 12/1/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 11/17/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 55

Date: 5/1/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/24/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/13/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/2008

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

DAWSON JAMES SECURITIES, INC.

CRD#: 130645 / SEC#: , 8-66367

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

101 North Federal Highway Suite 600, Boca Raton, FL 33432

Mailing Address

101 North Federal Highway Suite 600, Boca Raton, FL 33432

Phone number

(561) 391-5555

Established

Florida since 07/30/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARK FINANCIAL SERVICES, INC.	OWNER
DORFMAN, JENNIFER	CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER	3009328
KEYSER, ROBERT DAWSON JR.	CEO	1291503
STICE, HAROLD EUGENE	CHIEF FINANCIAL OFFICER/FINOP	1349210

Disclosures

Regulatory Event	12
Civil Event	1
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joey Giamichael

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joey Giamichael's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOMINARI SECURITIES LLC

SPARTAN CAPITAL SECURITIES, LLC

REVERE SECURITIES LLC

D. BORAL CAPITAL

I-BANKERS DIRECT, LLC

NEWBRIDGE SECURITIES CORPORATION

GLOBAL HUNTER SECURITIES, LLC

RODMAN & RENSHAW, LLC

CJS SECURITIES, INC.

KNIGHT CAPITAL AMERICAS, L.P.

GILFORD SECURITIES INCORPORATED

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/22/2019

Series 65

Date: 7/27/2018

Series 79TO

Date: 12/1/2020

Series 7TO

Date: 3/11/2019

SIE

Date: 12/13/2018

Series 87

Date: 12/1/2004

Series 86

Date: 11/17/2004

Series 55

Date: 5/1/2000

Series 7

Date: 4/24/2000

Series 6

Date: 7/13/1999

Series 24

Date: 11/6/2008

FINRA

Nasdaq Stock Market

Current Firm

DAWSON JAMES SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DAWSON JAMES SECURITIES, INC.

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