SS
Susan M. Sagan
FHN FINANCIAL SECURITIES
Lisle, IL 60532
Some features on this profile are disabled
CRD#: 3247889
SS
Professional summary
Susan Marie Sagan, who also goes by Susan Marie Reznik, Susan Sagan, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Lisle, Illinois.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1999. Susan has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Susan Marie Reznik | Susan Sagan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Susan Marie Sagan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2014 - Present
FHN FINANCIAL SECURITIES CORP.
Office #1: 3333 Warrenville Road Suite 760, Lisle, IL 60532BD
CRD#: 46346
Lisle, IL
Past
September 30, 2011 - July 23, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
CHICAGO, IL
Past
August 4, 2008 - November 2, 2011
STONE & YOUNGBERG LLC
BD
CRD#: 795
CHICAGO, IL
Past
August 29, 2007 - August 4, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
CHICAGO, IL
Past
September 25, 2001 - August 20, 2007
BMO CAPITAL MARKETS GKST INC.
BD
CRD#: 8352
CHICAGO, IL
Past
August 30, 1999 - November 16, 1999
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/28/2014)
RR
Alaska(7/28/2014)
RR
Arizona(7/28/2014)
RR
Arkansas(7/28/2014)
RR
California(7/28/2014)
RR
Colorado(7/28/2014)
RR
Connecticut(7/28/2014)
RR
Delaware(7/28/2014)
RR
District of Columbia(7/28/2014)
RR
Florida(7/28/2014)
RR
Georgia(7/28/2014)
RR
Hawaii(7/28/2014)
RR
Idaho(7/28/2014)
RR
Illinois(7/28/2014)
RR
Indiana(7/28/2014)
RR
Iowa(7/28/2014)
RR
Kansas(7/28/2014)
RR
Kentucky(7/28/2014)
RR
Louisiana(7/28/2014)
RR
Maine(7/28/2014)
RR
Maryland(7/28/2014)
RR
Massachusetts(7/28/2014)
RR
Michigan(7/28/2014)
RR
Minnesota(7/28/2014)
RR
Mississippi(7/28/2014)
RR
Missouri(7/28/2014)
RR
Montana(7/28/2014)
RR
Nebraska(7/28/2014)
RR
Nevada(7/28/2014)
RR
New Hampshire(7/28/2014)
RR
New Jersey(7/28/2014)
RR
New Mexico(7/28/2014)
RR
New York(7/28/2014)
RR
North Carolina(7/28/2014)
RR
North Dakota(7/28/2014)
RR
Ohio(7/28/2014)
RR
Oklahoma(7/28/2014)
RR
Oregon(7/28/2014)
RR
Pennsylvania(7/28/2014)
RR
Puerto Rico(7/28/2014)
RR
Rhode Island(7/28/2014)
RR
South Carolina(7/28/2014)
RR
South Dakota(7/28/2014)
RR
Tennessee(7/28/2014)
RR
Texas(7/28/2014)
RR
Utah(7/28/2014)
RR
Vermont(7/28/2014)
RR
Virgin Islands(7/28/2014)
RR
Virginia(7/28/2014)
RR
Washington(7/28/2014)
RR
West Virginia(7/28/2014)
RR
Wisconsin(7/28/2014)
RR
Wyoming(7/28/2014)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 6/5/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FHN FINANCIAL SECURITIES CORP.
FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Mailing Address
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Phone number
(901) 435-8080
Established
Tennessee since 10/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
