Jeffrey Scott Sims
Professional Summary
Jeffrey Scott Sims is a registered financial advisor currently at DIRECTTRADE SECURITIES, LLC located in Gig Harbor, Washington. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
DIRECTTRADE SECURITIES, LLC
Contact Information
Main Address
7708 84th Avenue Ct Nw, Gig Harbor, WA 98335Mailing Address
7708 84th Avenue Ct Nw, Gig Harbor, WA 98335Phone Number
(425) 495-0104Established
Washington since 06/25/2021Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/29/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Scott Sims's CRS (Customer Relationship Summary).
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