Jeffrey A. Werring
Professional summary
Jeffrey A Werring, who also goes by Jeff Werring, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Morristown, New Jersey.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 9 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey A Werring's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2024 - Present
FHN FINANCIAL SECURITIES CORP.
Office #1: 10 Madison Avenue 3rd Floor, Morristown, NJ 07960August 31, 2022 - May 1, 2024
SANTANDER US CAPITAL MARKETS LLC
September 30, 2013 - August 23, 2022
KEYBANC CAPITAL MARKETS INC.
January 8, 2013 - September 24, 2013
SANTANDER US CAPITAL MARKETS LLC
August 15, 2011 - March 8, 2013
PIERPONT CAPITAL ADVISORS LLC
April 25, 2006 - July 8, 2011
JEFFERIES LLC
April 13, 2005 - April 12, 2006
INTERCAPITAL SECURITIES LLC
November 1, 2004 - April 11, 2005
JEFFERIES LLC
December 17, 2003 - November 1, 2004
BONDS DIRECT SECURITIES LLC
July 30, 2003 - December 19, 2003
BNY MELLON SECURITIES LLC
February 4, 2003 - June 25, 2003
FHN FINANCIAL SECURITIES CORP.
August 31, 2001 - February 4, 2003
BNY MELLON SECURITIES LLC
September 1, 2000 - August 21, 2001
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2024)
(4/29/2024)
(4/29/2024)
(4/29/2024)
(4/29/2024)
(5/9/2024)
(4/29/2024)
Exams
Series 52TO
Date: 7/24/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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