Jeannine R. Weinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeannine Robin Weinberg was a registered financial professional .
Jeannine is a previously registered financial professional and started their career in finance in 1999. Jeannine had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2021 - March 31, 2022
JJ INVESTMENT COMPANY
October 26, 2005 - January 12, 2006
HSBC SECURITIES (USA) INC.
February 13, 2004 - October 18, 2005
FIRST CAPITAL EQUITIES,LTD.
February 26, 2002 - April 28, 2003
NATHAN & LEWIS SECURITIES, INC.
July 28, 1999 - May 10, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JJ INVESTMENT COMPANY
CRD#: 140868 / SEC#: 801-68933
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 31,890,990 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
