Janae L. Morales
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janae Lynne Morales, who also goes by Janae Lynne Brozenic, was a registered financial professional .
Janae is a previously registered financial professional and started their career in finance in 1999. Janae had worked at 5 firms and has passed the Series 65, Series 63, Series 31, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2021 - March 19, 2025
LAZARD ASSET MANAGEMENT SECURITIES LLC
October 1, 2018 - June 11, 2021
VOYA INVESTMENTS DISTRIBUTOR, LLC
December 19, 2009 - December 31, 2012
AMERICAN CENTURY ADVISORY SERVICES, INC.
January 5, 2007 - December 31, 2012
AMERICAN CENTURY BROKERAGE, INC.
April 20, 2006 - December 18, 2009
AMERICAN CENTURY ADVISORY SERVICES, INC.
October 14, 1999 - October 2, 2018
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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