Drew M. Disher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Michael Disher was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 1999. Drew had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2024 - February 21, 2025
SENTINEL SECURITIES, LLC.
February 28, 2013 - February 23, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 13, 2011 - February 25, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
December 3, 2008 - January 16, 2009
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
January 1, 2007 - December 31, 2010
RIVERSOURCE DISTRIBUTORS, INC.
July 13, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 13, 1999 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SENTINEL SECURITIES, LLC.
CRD#: 110942 / SEC#: , 8-53142
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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