Deborah A. Turner
Professional summary
Deborah Ann Turner, who also goes by Deborah Ann Bowers, Deborah Ann Major, Deborah Ann Williams, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lake Mary, Florida and CETERA FINANCIAL SPECIALISTS LLC located in Lake Mary, Florida.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Deborah has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Ann Turner's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2004 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 225 Waymont Court Suite 101, Lake Mary, FL 32746October 14, 1999 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 225 Waymont Ct Suite 101, Lake Mary, FL 32746Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/1999)
(10/25/2004)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
