SR
Sean P. Ryan
RUSSELL INVESTMENTS
Waukesha, WI
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CRD#: 3245963
SR
Professional summary
Sean Patrick Ryan is a registered financial advisor currently at RUSSELL INVESTMENTS located in Waukesha, Wisconsin and RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Wayzata, Minnesota.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Sean has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Co-owner of Ryan Beach Rentals, LLC, a rental property company located at 12048 Cross Country Ct., Fishers, IN 46037. Started on 8/20/2018 and will not spend any time during normal business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Patrick Ryan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2006 - Present
RUSSELL INVESTMENTS
Office #2: 401 Union Street 18th Floor, Seattle, WA 98101RIA
CRD#: 105734
Waukesha, WI
Current
November 7, 2006 - Present
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
Wayzata, MN
Past
March 29, 2005 - February 21, 2006
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
CHARLOTTE, NC
Past
January 1, 2005 - February 21, 2006
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
MENOMONEE FALLS, WI
Past
May 1, 2001 - January 1, 2005
STRONG CAPITAL MANAGEMENT INC
RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past
July 14, 1999 - December 31, 2004
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP
CRD#: 105734 / SEC#: 801-17141
RIA
Registered Investment Advisory firm - (5/21/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2023)
RR
Alaska(3/10/2023)
RR
Arizona(3/10/2023)
RR
Arkansas(3/10/2023)
RR
California(3/10/2023)
RR
Colorado(3/10/2023)
RR
Connecticut(3/10/2023)
RR
Delaware(3/10/2023)
RR
District of Columbia(3/10/2023)
RR
Florida(3/10/2023)
RR
Georgia(3/10/2023)
RR
Hawaii(3/10/2023)
RR
Idaho(3/10/2023)
RR
Illinois(7/1/2010)
RR
Indiana(11/7/2006)
IAR
Indiana(4/23/2012)
RR
Iowa(3/10/2023)
RR
Kansas(3/10/2023)
RR
Kentucky(11/7/2006)
RR
Louisiana(3/10/2023)
RR
Maine(3/10/2023)
RR
Maryland(3/10/2023)
RR
Massachusetts(3/10/2023)
RR
Michigan(3/10/2023)
RR
Minnesota(3/10/2023)
RR
Mississippi(3/10/2023)
RR
Missouri(3/10/2023)
RR
Montana(3/10/2023)
RR
Nebraska(3/10/2023)
RR
Nevada(3/10/2023)
RR
New Hampshire(3/10/2023)
RR
New Jersey(3/10/2023)
RR
New Mexico(3/10/2023)
RR
New York(3/10/2023)
RR
North Carolina(3/10/2023)
RR
North Dakota(3/10/2023)
RR
Ohio(11/8/2006)
RR
Oklahoma(3/10/2023)
RR
Oregon(3/10/2023)
RR
Pennsylvania(3/10/2023)
RR
Puerto Rico(3/10/2023)
RR
Rhode Island(3/10/2023)
RR
South Carolina(3/10/2023)
RR
South Dakota(3/10/2023)
RR
Tennessee(3/10/2023)
RR
Texas(3/10/2023)
RR
Utah(3/10/2023)
RR
Vermont(3/10/2023)
RR
Virgin Islands(3/10/2023)
RR
Virginia(3/10/2023)
RR
Washington(11/7/2006)
IAR
Washington(11/8/2006)
RR
West Virginia(3/10/2023)
RR
Wisconsin(3/10/2023)
RR
Wyoming(3/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP
CRD#: 105734 / SEC#: 801-17141
RIA
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Contact information
Main Address
1301 Second Avenue 18th Floor, Seattle, WA 98101
Mailing Address
Phone number
(206) 505-7877
Established
Firm type
Fiscal year end
# of Employees
589
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
