David R. Eggleston

EAGLE STRATEGIES LLC

JACKSONVILLE, FL 32256

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CRD#: 3245219

Professional summary

David R Eggleston, CFP®, who also goes by Dave Eggleston, David Randall Eggleston, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Jacksonville, Florida and NYLIFE SECURITIES LLC located in Jacksonville, Florida.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. David has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Eggleston | David Randall Eggleston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3805 Walsh Street Jacksonville Florida 32205; Start Date: 04/2024; Role/Title: Insurance Broker; Investment related; 5 hours per month; 5 hours per month during securities trading hours; My function will be to request information from Capital Insurance Affiliates for product information for cases that won't be a fit for NY Life, and place that business through them, if possible]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David R Eggleston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

September 16, 2024 - Present

EAGLE STRATEGIES LLC

Office #1: 10375 Centurion Parkway North Suite 300, Jacksonville, FL 32256

RIA

CRD#: 110826

JACKSONVILLE, FL

Current

April 25, 2024 - Present

NYLIFE SECURITIES LLC

Office #1: 10375 Centurion Parkway North Suite 300, Jacksonville, FL 32256

CRD#: 5167

Jacksonville, FL

Past

November 15, 2019 - March 26, 2024

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

JACKSONVILLE, FL

Past

October 28, 2008 - April 22, 2024

FUTURE FINANCIAL PARTNERS

RIA

CRD#: 147550

JACKSONVILLE, FL

Past

September 30, 2008 - December 13, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

JACKSONVILLE, FL

Past

March 4, 2005 - September 25, 2008

ALLEGIANCE FINANCIAL ADVISORS, INC.

RIA

CRD#: 127293

JACKSONVILLE, FL

Past

August 12, 1999 - September 25, 2008

SIGNATOR INVESTORS, INC.

CRD#: 468

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/25/2024)

IAR

Florida
(9/16/2024)

Georgia
(3/26/2025)

Michigan
(11/13/2024)

New Mexico
(3/26/2025)

Ohio
(2/27/2025)

Washington
(10/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/12/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David R. Eggleston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David R Eggleston's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

CAPITAL INVESTMENT GROUP, INC.

FUTURE FINANCIAL PARTNERS

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

ALLEGIANCE FINANCIAL ADVISORS, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2004

Series 6

Date: 8/12/1999

Series 24

Date: 4/5/2010

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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