Erik N. Hagge

IBN ASSET MANAGEMENT

THOUSAND OAKS, CA 91360

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CRD#: 3244703

Professional summary

Erik Nicholas Hagge is a registered financial advisor currently at IBN ASSET MANAGEMENT, LLC located in Thousand Oaks, California and INSTITUTIONAL BOND NETWORK, LLC located in Thousand Oaks, California.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Erik has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 50, Series 7, Series 54, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. IBN Asset Management, LLC; Investment-Related; Thousand Oaks, CA; Investment Advisor; Managing Member/CCO/IAR; 9/2017; 20 hrs/mo; 20 hrs/mo during securities trading hours; Duties are management related. 2. Media805, LLC; Non Investment-Related; Ventura, CA; Internet Marketing; Owner; 0 hrs/mo; 0 hrs/mo during securities trading hours; No duties at this time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Nicholas Hagge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2017 - Present

IBN ASSET MANAGEMENT, LLC

Office #1: 463 Pennsfield Place Suite 201, Thousand Oaks, CA 91360

RIA

CRD#: 290114

THOUSAND OAKS, CA

Current

January 8, 2016 - Present

INSTITUTIONAL BOND NETWORK, LLC

Office #1: 463 Pennsfield Pl Suite 201, Thousand Oaks, CA 91360

CRD#: 187515

Thousand Oaks, CA

Past

February 3, 2014 - December 31, 2015

EK RILEY INVESTMENTS, LLC

RIA

CRD#: 121003

THOUSAND OAKS, CA

Past

January 31, 2014 - December 31, 2015

EK RILEY INVESTMENTS, LLC

CRD#: 121003

THOUSAND OAKS, CA

Past

April 7, 2009 - February 26, 2014

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

THOUSAND OAKS, CA

Past

April 3, 2009 - February 26, 2014

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

THOUSAND OAKS, CA

Past

June 18, 2007 - April 20, 2009

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

MALIBU, CA

Past

June 18, 2007 - April 20, 2009

INVEST FINANCIAL CORPORATION

CRD#: 12984

MALIBU, CA

Past

April 29, 2005 - April 19, 2007

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

MALIBU, CA

Past

April 12, 2005 - June 21, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

MALIBU, CA

Past

April 3, 2002 - April 28, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

NEWBURY PARK, CA

Past

April 18, 2001 - April 28, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

July 26, 1999 - April 4, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IBN ASSET MANAGEMENT, LLC

CRD#: 290114 / SEC#: 801-118749

RIA

Registered Investment Advisory firm - (5/18/2020 Approved)

California

Registered Investment Advisory firm - (4/21/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/24/2022)

California
(1/11/2016)

IAR

California
(10/30/2017)

Colorado
(4/26/2017)

Florida
(2/26/2021)

Illinois
(1/17/2025)

Kansas
(11/12/2024)

Kentucky
(3/19/2024)

Massachusetts
(1/22/2018)

Missouri
(8/9/2022)

New Jersey
(7/14/2023)

New York
(7/23/2018)

North Carolina
(1/19/2016)

Pennsylvania
(1/5/2023)

Tennessee
(4/16/2024)

Texas
(7/16/2021)

Virginia
(12/23/2021)

Washington
(1/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 6/15/2017

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 7/24/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 54

Date: 1/22/2021

Municipal Advisor Principal Qualification Examination

Principal/Supervisory Exam

Series 53

Date: 2/16/2016

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IBN ASSET MANAGEMENT, LLC

CRD#: 290114 / SEC#: 801-118749

RIA

Registered Investment Advisory firm - (5/18/2020 Approved)

California

Registered Investment Advisory firm - (4/21/2021 Terminated)

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Contact information

Main Address

463 Pennsfield Place Suite 201, Thousand Oaks, CA 91360

Mailing Address

Phone number

(805) 277-4738

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

IBN ASSET MANAGEMENT 2025 ANNUAL AMENDED ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 485,424,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik N. Hagge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Nicholas Hagge's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTITUTIONAL BOND NETWORK, LLC

EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

IBN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2002

Series 63

Date: 8/12/1999

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 50

Date: 6/15/2017

Series 7

Date: 7/24/1999

Series 54

Date: 1/22/2021

Series 53

Date: 2/16/2016

Series 24

Date: 10/14/2015

FINRA

Current Firm

IBN ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IBN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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