AH
Alexander H. Hartman
STATE FARM INVESTMENT MANAGEMENT
Cibolo, TX 78108
Some features on this profile are disabled
CRD#: 3244666
AH
Professional summary
Alexander Henry Hartman, who also goes by Alex Hartman, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Cibolo, Texas and STATE FARM VP MANAGEMENT CORP. located in Cibolo, Texas.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Alexander has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Hartman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Haleakala LLC; Investment-related; 129 Brush Trail ln. Cibolo TX 78108; Haleakala LLC is a disregarded entity that my wife and I are forming to serve as a holding company for an office building, we are purchasing to become my future State Farm agency office; Owner; 07-01-2020; 1;0; Management of the finances for my future agency office building 2) Alexander Hartman's Insurance Agency; Insurance Agency; Investment-related; 302 N Main St Ste 115 Schertz, TX 78108-3513; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2005; 80; 80; Service customers and supervise employees 3) 7117 LLC; investment-related; 233 FM 3009 Schertz TX 78154; Burn Boot Camp Franchise - Fitness and wellness training provided to members; Owner; None; 08/01/2023; 1; 0; Pay bills/Co-Signor on checking account, Advisor to my wife in operating her separate business, Fitness business, Burn Boot Camp Franchise, that my wife is expecting to acquire around August 1st. We have set up an LLC for this business to protect liability, and my wife will be 51% owner, and I will be 49% owner. My wife will be the owner operator of this business, and I may occasionally assist her with managing the finances 4) CIBOLO CREEK COLLECTIVE LLC; investment-related; 0 DOBIE BLVD, Cibolo, TX. 78108; Investment or Commercial Property; Owner; none; 06/02/2025;1;0; will manage the finances of the LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Henry Hartman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 302 N Main St Ste 115, Cibolo, TX 78108RIA
CRD#: 3487
Cibolo, TX
Current
November 6, 2014 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 302 N Main St. Ste 115, Cibolo, TX 78108BD
CRD#: 43036
Cibolo, TX
Past
January 6, 2004 - November 20, 2012
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
SCHERTZ, TX
Past
March 31, 2000 - December 15, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
March 13, 2000 - December 15, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
AUSTIN, TX
Past
July 7, 1999 - April 3, 2000
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(1/21/2025)
IAR
Kentucky(1/21/2025)
RR
Texas(1/21/2015)
IAR
Texas(9/12/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
