MH
Mark H. Hooker
WEALTHHARBOR CAPITAL GROUP
Ocean Springs, MS 39564
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CRD#: 3244646
MH
Professional summary
Mark Hilton Hooker is a registered financial advisor currently at WEALTHHARBOR CAPITAL GROUP, LLC located in Ocean Springs, Mississippi.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Mark has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MRG INSURANCE SERVICES, NOT INVESTMENT RELATED, 22 DOCTORS DRIVE OS, MS 39564, INSURANCE AGENCY, PARTNER, 6/2002,10 HRS/ 10 HRS, MARKETING; HOOKER, WALSH & ASSOCIATES, PLLC, NOT INVESTMENT RELATED, 22 DOCTORS DRIVE SUITE C OCEAN SPRINGS, MS 39564, CPA FIRM, PARTNER, 11/1993, 20 HRS/ 20 HRS, CLIENT RELATIONSHIPS; MANAGEMENT RESOURCE GROUP, LLC, NOT INVESTMENT RELATED, 22 DOCTORS DRIVE SUITE C OCEAN SPRINGS, MS 39564, MEDICAL MANAGEMENT SUPPORT SERVICES, PARTNER, 3/1998, 50 HOURS/ 50 HOURS, MANAGEMENT OVERSIGHT; MRG MANAGEMENT SERVICES, LLC, NOT INVESTMENT RELATED, 110 OFFICE PARK SUITE 210 BIRMINGHAM, AL 35223, MEDICAL MANAGEMENT SUPPORT SERVICES, PARTNER, 6/2004, 10 HRS/ 10 HRS, MANAGEMENT OVERSIGHT; MRG MEDICAL SOLUTIONS, LLC, NOT INVESTMENT RELATED, 3340 PEACHTREE ROAD NE SUITE 600 ATLANTA, GA 30326, MEDICAL MANAGEMENT SUPPORT SERVICES, PARTNER, 6/2006, 10 HRS/ 10 HRS, MANAGEMENT OVERSIGHT; MRG OF LOUISIANA, NOT INVESTMENT RELATED, 22 DOCTORS DRIVE SUITE C OCEAN SPRINGS, MS 39564, MEDICAL MANAGEMENT SUPPORT SERVICES, PARTNER, 3/2010, 10 HRS/ 10 HRS, MANAGEMENT OVERSIGHT; FINANCIAL MANAGEMENT SOLUTIONS, LLC, INVESTMENT RELATED, 22 DOCTORS DRIVE SUITE C OCEAN SPRINGS, MS 39564, REGISTERED INVESTMENT ADVISORY FIRM, PARTNER, 3/2004
CRS (Client Relationship Summary) - RIA
Click below to view Mark Hilton Hooker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2017 - Present
WEALTHHARBOR CAPITAL GROUP, LLC
Office #1: 22 Doctor's Drive Suite C, Ocean Springs, MS 39564RIA
CRD#: 118614
Ocean Springs, MS
Past
July 5, 2011 - October 9, 2017
FINANCIAL MANAGEMENT SOLUTIONS, LLC
RIA
CRD#: 132361
OCEAN SPRINGS, MS
Past
December 1, 2005 - October 10, 2006
FSC SECURITIES CORPORATION
BD
CRD#: 7461
OCEAN SPRINGS, MS
Past
April 5, 2005 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Past
January 1, 2004 - April 13, 2005
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
OCEAN SPRINGS, MS
Past
January 1, 2004 - April 13, 2005
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
July 12, 2002 - November 29, 2002
VESTAX SECURITIES CORPORATION
RIA
CRD#: 10332
OCEAN SPRINGS, MS
Past
March 8, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
RIA
CRD#: 1703
OCEAN SPRINGS, MS
Past
June 28, 2000 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
September 22, 1999 - June 28, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
July 19, 1999 - September 27, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WEALTHHARBOR CAPITAL GROUP, LLC
WEALTHHARBOR CAPITAL GROUP | WEALTHHARBOR RETIREMENT SERVICES | WEALTHHARBOR CAPITAL MANAGEMENT | WEALTHHARBOR CAPITAL GROUP, LLC
CRD#: 118614 / SEC#: 801-62721
RIA
Registered Investment Advisory firm - (1/16/2004 Approved)Louisiana
Registered Investment Advisory firm - (1/16/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/27/2017)
IAR
Louisiana(10/24/2017)
IAR
Mississippi(10/24/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
WC
WEALTHHARBOR CAPITAL GROUP, LLC
WEALTHHARBOR CAPITAL GROUP | WEALTHHARBOR RETIREMENT SERVICES | WEALTHHARBOR CAPITAL MANAGEMENT | WEALTHHARBOR CAPITAL GROUP, LLC
CRD#: 118614 / SEC#: 801-62721
RIA
Registered Investment Advisory firm - (1/16/2004 Approved)Louisiana
Registered Investment Advisory firm - (1/16/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
433 Metairie Rd Suite 500, Metairie, LA 70005
Mailing Address
Phone number
(504) 482-1962
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 364 |
| AUM (Assets Under Management) | $ 300,480,136 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHHARBOR CAPITAL GROUP, LLC
CRD#: 118614Ocean Springs, MS 39564TRUST BUT VERIFY
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