JH
Jennifer S. Horner
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Laguna Niguel, CA 92677
Some features on this profile are disabled
CRD#: 3244558
JH
Professional summary
Jennifer Suzanne Horner, who also goes by Jennifer Suzanne Normand, Jennifer Normand, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Laguna Niguel, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Laguna Niguel, California.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Suzanne Normand | Jennifer Normand
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RIH INC, 33 SADDLERIDGE, ALISO VIEJO, CA, 6/2012 AS SALES ASSISTANT, ACCOUNTING & DATA ENTRY DUTIES. NIR - 3/WK - 0/TRADING. 2) FUTURENEST, 28202 CABOT ROAD, STE 300, LAGUNA NIGUEL, CA, FINANCIAL PLANNING FIRM, CLIENT RELATIONSHIP MANAGER, 02/25/07, INV REL, 25/WK- 20/TRADING 3) ALISO VIEJO LITTLE LEAGUE, WOODFIELD PARK, ALISO VIEJO, CA, 09/2019. REGISTRAR, ORGANIZE PLAYER DATA. NIR-7/MO-0/TRADING. 4) NIFER CREATIONS, 33 SADDLERIDGE, ALISO VIEJO, CA- CRAFT SALES, OWNER, 05/18/20, NIR- 10/WK- 0/TRADING 5) DOUBLE FISTIN' JWOWW STYLE, JENNIFER STOCKWELL, 405 E CHESTNUS ST, BLOOMFIELD, IA, 12/01/20, OWNER/OPERATOR, TUMBLER SALES, NIR, 5/WK- 0/TRADING 6) ALISO VIEJO MIDDLE SCHOOL PARENT TEACHER STUDENT ASSOCIATION, 111 Park Avenue, Aliso Viejo CA 92656, United States, 06/01/2022, Historian, Volunteer, NIR, 4 HR/MO - 2 HR/MO TRADING 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 8) WOLVERINE FOOTBALL CLUB, 28000 WOLVERINE WAY, ALISO VIEJO CA 92656, 02/2024, VOLUNTEER, BOARD MEMBER, NIR, 10 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Suzanne Horner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677RIA
CRD#: 134139
Laguna Niguel, CA
Current
October 8, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677BD
CRD#: 39543
Laguna Niguel, CA
Past
April 4, 2018 - September 14, 2018
B.B. GRAHAM & COMPANY, INC.
BD
CRD#: 41533
Aliso Viejo, CA
Past
March 6, 2007 - December 13, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
NEWPORT BEACH, CA
Past
March 6, 2007 - December 13, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
NEWPORT BEACH, CA
Past
February 23, 2004 - February 28, 2007
DFC INVESTOR SERVICES
RIA
CRD#: 18558
IRVINE, CA
Past
January 2, 2003 - February 28, 2007
DFC INVESTOR SERVICES
BD
CRD#: 18558
IRVINE, CA
Past
June 26, 2001 - January 3, 2003
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
SAN JUAN CAPISTRANO, CA
Past
April 24, 2001 - June 25, 2001
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
June 22, 1999 - May 1, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 22, 1999 - May 1, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/8/2018)
IAR
California(10/8/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
