Shane E. Oliver
Professional summary
Shane Edward Oliver, who also goes by Shane E Oliver, Shane Oliver, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Austin , Texas.
Shane is registered as a RR (Registered Representative) and started their career in finance in 1999. Shane has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shane Edward Oliver's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2008 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 13740 N Highway 183 Ste A1, Austin , TX 78750-1884Office #2: 1203 Coggin Ave, Brownwood, TX 76801-3615Office #3: 2301 W South Loop Ste A, Stephenville, TX 76401-3807January 15, 2004 - December 31, 2007
STATE FARM VP MANAGEMENT CORP.
August 13, 2001 - December 18, 2003
ESSEX NATIONAL SECURITIES, LLC
August 13, 1999 - August 8, 2001
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2008)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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