Michael J. Fleischhauer

CETERA INVESTMENT ADVISERS LLC

CLEARWATER, FL 33756

Some features on this profile are disabled

CRD#: 3242324

Professional summary

Michael Joseph Fleischhauer, CFP®, who also goes by Michael Joseph Fleischhauer Jr, Mike Fleischhauer, Michael Joseph Fleischhaver, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Clearwater, Florida and CETERA INVESTMENT SERVICES LLC located in Clearwater, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Joseph Fleischhauer Jr | Mike Fleischhauer | Michael Joseph Fleischhaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) REGIONS BANK, WEALTH ADVISOR/MORTGAGE BROKER, NOT SECURITIES RELATED, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS. 2) CERTIFIED PUBLIC ACCOUNTANT LICENSED IN FL, NOT PRACTICING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Fleischhauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

November 17, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 715 S Fort Harrison Ave, Clearwater, FL 33756

RIA

CRD#: 105644

CLEARWATER, FL

Current

November 19, 2020 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 715 S Fort Harrison Ave, Clearwater, FL 33756

CRD#: 15340

Clearwater, FL

Past

October 20, 2017 - December 31, 2018

RODRIGUEZ INVESTMENT ADVISORY, INC.

RIA

CRD#: 143370

BRADENTON, FL

Past

February 21, 2017 - October 12, 2017

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Leesburg, FL

Past

October 19, 2005 - November 10, 2010

BB&T ASSET MANAGEMENT, INC.

RIA

CRD#: 108443

ST. PETERSBURG, FL

Past

March 28, 2005 - September 14, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

August 5, 2004 - October 21, 2005

CHERRY BEKAERT WEALTH MANAGEMENT LLC

RIA

CRD#: 108504

RICHMOND, VA

Past

March 2, 2004 - March 21, 2005

CAP PRO BROKERAGE SERVICES, INC.

CRD#: 103953

COLUMBUS, OH

Past

May 7, 2003 - January 7, 2004

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

September 20, 2000 - May 13, 2003

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

July 6, 1999 - September 18, 2000

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(11/17/2020)

Florida
(11/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/19/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/4/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Valencia

LPL FINANCIAL LLC

IAR

LARGO, FL

Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

IAR

Tarpon Springs, FL

Lee Gorgas

CHARLES SCHWAB & CO., INC.

IAR

Tampa, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Fleischhauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Fleischhauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

RODRIGUEZ INVESTMENT ADVISORY, INC.

AE WEALTH MANAGEMENT, LLC

BB&T ASSET MANAGEMENT, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CHERRY BEKAERT WEALTH MANAGEMENT LLC

CAP PRO BROKERAGE SERVICES, INC.

AMSOUTH INVESTMENT SERVICES, INC.

BROOKSTREET SECURITIES CORPORATION

SCOTTRADE, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2003

Series 63

Date: 6/25/1999

Series 7TO

Date: 11/19/2020

SIE

Date: 9/4/2020

Series 7

Date: 6/17/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors