Brian E. Isabelle
Professional summary
Brian Eugene Isabelle, who also goes by Brian E Isabelle, Brian Eugene Isabelle, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Eugene Isabelle's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054January 6, 2011 - February 1, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 2010 - September 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 2, 2007 - August 25, 2008
NATIONAL PLANNING CORPORATION
September 4, 2003 - October 8, 2007
SECURITIES AMERICA, INC.
September 14, 1999 - August 24, 2001
MOORS & CABOT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2011)
(5/12/2011)
(6/13/2011)
Exams
Series 55
Date: 12/1/1999
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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