Daniel R. Bystrom

ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET

Plainview, NY 11803

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CRD#: 3241599

Professional summary

Daniel Robert Bystrom, who also goes by Daniel R Bystrom, is a registered financial advisor currently at ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, INC. located in Plainview, New York and WEALTHSPIRE RETIREMENT ADVISORY located in Plainview, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Daniel has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel R Bystrom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Derivtion, LLC Catastrophic Insurance, start date April 2017 Operational Duties as a managing member. Not Investment ralated.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Bystrom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2021 - Present

ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, INC.

Office #1: 45 Executive Drive Suite 301, Plainview, NY 11803

RIA

CRD#: 126685

Plainview, NY

Current

May 26, 2022 - Present

WEALTHSPIRE RETIREMENT ADVISORY

Office #1: 45 Executive Drive Suite #300, Plainview, NY 11803

RIA

CRD#: 121254

Plainview, NY

Past

June 27, 2015 - March 6, 2017

CLSA AMERICAS, LLC

CRD#: 165533

NEW YORK, NY

Past

April 6, 2010 - December 5, 2011

MF GLOBAL INC.

CRD#: 6731

NEW YORK, NY

Past

March 10, 2006 - March 27, 2007

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

August 12, 1999 - March 23, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/6/2021)

IAR

Texas
(1/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/22/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2015

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/25/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 5/5/2010

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 7/16/2003

General Securities Principal Examination

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

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Contact information

Main Address

120 Vantis Suite 400, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 460-9898

Established

Firm type

Fiscal year end

# of Employees

240

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NFP RETIREMENT (11/20/2025)

Regulatory assets under management

Total Number of Accounts	9,394
AUM (Assets Under Management)	$ 118,031,461,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel R. Bystrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Bystrom's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPIRE RETIREMENT ADVISORY

CLSA AMERICAS, LLC

MF GLOBAL INC.

BNP PARIBAS SECURITIES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WEALTHSPIRE RETIREMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/2015

SIE

Date: 3/6/2017

Series 7

Date: 6/26/2015

Series 3

Date: 6/25/2010

Series 55

Date: 5/5/2010

Series 24

Date: 7/16/2003

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSPIRE RETIREMENT ADVISORY

TRUST BUT VERIFY

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