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DB

Daniel Robert Bystrom

ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET

PLAINVIEW, NY

·CRD# 3241599·27 years experience

Professional Summary

Daniel Robert Bystrom, who also goes by Daniel R Bystrom, is a registered financial advisor currently at ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLC located in Plainview, New York and WEALTHSPIRE RETIREMENT ADVISORY located in Plainview, New York. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Daniel has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 55 and Series 24...

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel R Bystrom

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLC·CRD# 126685

RIA

45 Executive Drive Suite 301, Plainview, NY 11803

September 6, 2021 - Present

WEALTHSPIRE RETIREMENT ADVISORY·CRD# 121254

RIA

45 Executive Drive Suite #300, Plainview, NY 11803

May 26, 2022 - Present

CLSA AMERICAS, LLC·CRD# 165533

BD

New York, NY

June 27, 2015 - March 6, 2017

MF GLOBAL INC.·CRD# 6731

BD

New York, NY

April 6, 2010 - December 5, 2011

BNP PARIBAS SECURITIES CORP.·CRD# 15794

BD

New York, NY

March 10, 2006 - March 27, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691

BD

New York, NY

August 12, 1999 - March 23, 2004

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Current Firm

WR

WEALTHSPIRE RETIREMENT ADVISORY

401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | NFP | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - SEC (1/31/2006 Approved)

California

Registered Investment Advisory firm - California (2/9/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

120 Vantis Suite 400, Aliso Viejo, CA 92656

Phone Number

(949) 460-9898

# of Employees

244

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NFP RETIREMENT (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

7,532

AUM (Assets Under Management)

$38,609,440,509

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Derivtion, LLC Catastrophic Insurance, start date April 2017 Operational Duties as a managing member. Not Investment ralated.

(2) Daniel Bystrom is separately licensed as an independent insurance agent. In this capacity, he/she can affect transactions in insurance products for his/her clients and earn commissions for these activities. The fees you pay our firm for advisory services are separate and distinct from the commissions earned by Daniel Bystrom for insurance-related activities. This presents a conflict of interest because Daniel Bystrom may have an incentive to recommend insurance products to you for the purpose of generating commissions rather than solely based on your needs. However, you are under no obligation, contractually or otherwise, to purchase insurance products through any person affiliated with our firm.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WR

WEALTHSPIRE RETIREMENT ADVISORY

401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | NFP | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - SEC (1/31/2006 Approved)

California

Registered Investment Advisory firm - California (2/9/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

New York
(9/6/2021)

IAR

Texas
(1/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2015About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jun 2010About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2010

Series 24 — General Securities Principal Examination

Passed Jul 2003About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Bystrom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DB

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