Kent A. Lalonde
CREATIVE FINANCIAL DESIGNS
SAN CLEMENTE, CA 92672
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CRD#: 3241329
Professional summary
Kent Allen Lalonde, CFP® is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in San Clemente, California and CFD INVESTMENTS, INC. located in San Clemente, California.
Kent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kent has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE SALES. 1 HR/MONTH 2. RENTAL PROPERTY-Non Investment Related-Laguna Hills, CA-Owner 0 hrs/mo 3. CREATIVE FINANCIAL DESIGNS, INC. 2704 S GOYER RD. KOKOMO, IN 46902. INVESTMENT ADVISER REPRESENTATIVE. 4. Blackmont Advisers (DBA); Investment related; 136 Avenida Victoria, San Clemente, CA- 92673; Insurance and Investments; Financial Advisor; 0/1/2017- 40 hours per month, 40 of which are during securities trading hours; Advise clients mostly upon retirement and investment planning, also provide life and health insurance
CRS (Client Relationship Summary) - RIA
Click below to view Kent Allen Lalonde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
November 16, 2005 - Present
CREATIVE FINANCIAL DESIGNS, INC.
Office #1: 136 Avenida Victoria, San Clemente, CA 92672RIA
CRD#: 109032
SAN CLEMENTE, CA
Current
November 16, 2005 - Present
CFD INVESTMENTS, INC.
Office #1: 136 Avenida Victoria, San Clemente, CA 92672BD
CRD#: 25427
SAN CLEMENTE, CA
Past
November 17, 2004 - November 15, 2005
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
CARPINTERIA, CA
Past
November 17, 2004 - November 15, 2005
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
CARPINTERIA, CA
Past
September 30, 2004 - November 18, 2004
WORTHMARK FINANCIAL SERVICES, LLC
RIA
CRD#: 47086
SAN CLEMENTE, CA
Past
September 30, 2004 - November 18, 2004
WORTHMARK FINANCIAL SERVICES, LLC
BD
CRD#: 47086
ST. PAUL, MN
Past
January 7, 2003 - September 28, 2004
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
LAGUNA NIGUEL, CA
Past
January 4, 2003 - September 28, 2004
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
CARPINTERIA, CA
Past
March 3, 2000 - December 31, 2002
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
January 5, 2000 - March 8, 2000
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
June 23, 1999 - December 10, 1999
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/27/2009)
RR
California(11/16/2005)
IAR
California(11/16/2005)
RR
Colorado(4/7/2025)
RR
Florida(1/4/2007)
RR
Hawaii(3/31/2020)
RR
Indiana(8/7/2018)
RR
Kansas(1/30/2006)
RR
Maryland(1/3/2011)
RR
Minnesota(9/22/2020)
RR
Missouri(11/14/2007)
RR
Nevada(6/5/2018)
RR
New Mexico(2/18/2014)
RR
New York(6/1/2021)
RR
North Carolina(6/13/2008)
RR
Ohio(4/16/2025)
RR
Oregon(6/9/2021)
RR
Pennsylvania(10/26/2022)
RR
South Carolina(1/4/2023)
RR
Texas(7/21/2022)
RR
Utah(6/6/2024)
RR
Virginia(4/8/2025)
RR
Washington(3/15/2016)
RR
Wyoming(3/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box # 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
