Richard C. Mendlowitz
Professional summary
Richard Charles Mendlowitz is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1999. Richard has worked at 4 firms and has passed the Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Charles Mendlowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2012 - Present
SUMMIT SECURITIES GROUP LLC
Office #1: 55 Broadway Suite 2102, New York, NY 10006December 20, 2011 - October 31, 2012
VTRADER PRO, LLC
October 25, 2011 - December 20, 2011
ECHOTRADE LLC
April 24, 2006 - October 21, 2011
ECHOTRADE LLC
July 22, 1999 - October 21, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/17/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
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