Salvador Garcon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvador Garcon was a registered financial professional .
Salvador is a previously registered financial professional and started their career in finance in 2000. Salvador had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2013 - November 29, 2016
BOREAL CAPITAL MANAGEMENT LLC
May 23, 2012 - November 29, 2016
BOREAL CAPITAL SECURITIES LLC
June 24, 2008 - November 17, 2009
EFG CAPITAL INTERNATIONAL
February 2, 2000 - May 15, 2007
PRS INTERNATIONAL BROKERAGE, INC.
Primary Firm SEC Registration
BOREAL CAPITAL MANAGEMENT LLC
CRD#: 112221 / SEC#: 801-57604
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOREAL CAPITAL MANAGEMENT LLC
CRD#: 112221 / SEC#: 801-57604
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 719 |
| AUM (Assets Under Management) | $ 1,839,898,461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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