SR
Scott W. Reed
CETERA INVESTMENT ADVISERS LLC
GLASTONBURY, CT 06033
Some features on this profile are disabled
CRD#: 3240982
SR
Professional summary
Scott Whiteman Reed, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Glastonbury, Connecticut and CETERA WEALTH SERVICES, LLC located in Glastonbury, Connecticut.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Scott has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF ENTITY: REED FINANCIAL PLANNING SERVICES, LLC; YES; SAME AS REGISTERED ADDRESS; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 8/1/2014; 160; 160; SALE OF FIXED INSURANCE, SECURITY, AND INVESTMENT PRODUCTS; 2)NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; SAME AS REGISTERED ADDRESS, FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/12/2014; 40; 40; SELL OF FIXED INSURANCE PRODUCTS; 3) NAME OF OTHER BUSINESS: GLASTONBURY SPORTS PHOTOGRAPHY; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PHOTOGRAPHY; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PHOTOGRAPH KIDS SPORTING EVENTS; 4) NAME OF OTHER BUSINESS: SMUGMUG, INVESTMENT RELATED: NO, ADDRESS: 259 LEIGH GATE ROAD, GLASTONBURY, CT 06033 NATURE OF BUSINESS: PHOTOGRAPHY, START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: PHOTOGRAPHER, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SHOWCASE PHOTOS AND STORIES;
CRS (Client Relationship Summary) - RIA
Click below to view Scott Whiteman Reed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 95 Glastonbury Blvd Ste 210, Glastonbury, CT 06033RIA
CRD#: 105644
GLASTONBURY, CT
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 95 Glastonbury Blvd, Suite 210, Glastonbury, CT 06033BD
CRD#: 13572
Glastonbury, CT
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 3, 2011 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
East Hartford, CT
Past
January 3, 2011 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
East Hartford, CT
Past
July 14, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
WINDSOR, CT
Past
December 18, 2003 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
February 26, 2002 - November 3, 2003
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
WINDSOR, CT
Past
October 5, 2001 - December 31, 2001
AELTUS CAPITAL, INC
BD
CRD#: 24928
HARTFORD, CT
Past
June 23, 1999 - August 8, 2000
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/9/2021)
RR
Connecticut(6/9/2021)
IAR
Connecticut(6/29/2023)
RR
District of Columbia(6/9/2021)
RR
Florida(6/11/2021)
RR
Georgia(8/9/2021)
RR
Maine(6/9/2021)
RR
Massachusetts(6/9/2021)
RR
New Hampshire(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
Rhode Island(6/9/2021)
RR
South Carolina(6/9/2021)
RR
Utah(12/12/2023)
RR
Vermont(6/9/2021)
RR
Virginia(6/9/2021)
RR
Washington(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
