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RM

Ronald Robert Martin Jr.

IRC SECURITIES
NEW YORK, NY
·CRD# 3240641·27 years experience

Professional Summary

Ronald Robert Martin Jr., who also goes by Ronald Robert Martin Jr, Ronald Martin, Ronald Robert Martin, is a registered financial advisor currently at IRC SECURITIES LLC located in New York, New York. Ronald is registered as a RR (Registered Representative) and started their career in finance in 1999. Ronald has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronald Robert Martin Jr, Ronald Martin, Ronald Robert Martin

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

IRC SECURITIES LLC·CRD# 150022
BD
420 Lexington Avenue Suite 300, New York, NY 10170
May 20, 2022 - Present
COLLIERS SECURITIES LLC·CRD# 7477
BD
Minneapolis, MN
September 3, 2020 - April 25, 2022
THE BUCKINGHAM RESEARCH GROUP INCORPORATED·CRD# 13233
BD
New York, NY
July 19, 2018 - June 24, 2019
LONGBOW SECURITIES, LLC·CRD# 135738
BD
Independence, OH
July 16, 2008 - July 18, 2018
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Chicago, IL
July 26, 1999 - November 6, 2007

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Current Firm

IS
IRC SECURITIES LLC

INVESTMENT RESEARCH CONSORTIUM SECURITIES LLC | IRC SECURITIES LLC

CRD#: 150022 / SEC#: 8-68208
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

420 Lexington Avenue Suite 300, New York, NY 10170

Mailing Address

420 Lexington Avenue Suite 300, New York, NY 10170

Phone Number

(646) 355-0940

Established

Delaware since 06/30/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INVESTMENT RESEARCH CONSORTIUM100% OWNER—
COOPER, NANCY JOANFINANCIAL OPERATIONS PRINCIPAL4029120
O'DAY, BRIAN THOMASCEO/PRESIDENT/CCO1331173

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(5/20/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ronald Robert Martin Jr.'s CRS (Customer Relationship Summary).

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