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KS

Ken W. Steria

STADIA FINANCIAL LLC
KAMUELA, HI 96743
Some features on this profile are disabled
CRD#: 3240375
KS

Professional summary

Ken Wayne Steria, CFP®, who also goes by Ken Steria, Kendall Wayne Steria, Kendall Steria, is a registered financial advisor currently at STADIA FINANCIAL LLC located in Kamuela, Hawaii.

Ken is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Ken has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ken Steria | Kendall Wayne Steria | Kendall Steria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ken Wayne Steria's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

November 2, 2025 - Present

STADIA FINANCIAL LLC

Office #1: 65-1230 Mamalahoa Hwy Suite D-21, Kamuela, HI 96743
RIA
CRD#: 328171
KAMUELA, HI
Past

July 22, 2024 - January 27, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Walnut Creek, CA
Past

April 4, 2017 - December 31, 2023

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
SCOTTSDALE, AZ
Past

July 2, 1999 - December 31, 2023

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(11/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/29/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/24/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/23/1999
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SF
STADIA FINANCIAL LLC
N/A | STADIA FINANCIAL LLC | STADIA CAPITAL GROUP

CRD#: 328171 / SEC#:

Hawaii
Registered Investment Advisory firm - (1/4/2024 Approved)
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Contact information

Main Address
65-1230 Mamalahoa Hwy Suite D-21, Kamuela, HI 96743
Mailing Address
P O Box 437260, Kamuela, HI 96743
Phone number
(800) 587-4796
Established
Firm type
Fiscal year end
# of Employees
7

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STADIA FINANCIAL LLC

CRD#: 328171Kamuela, HI 96743

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